Banking Committee expected to greenlight Dodd’s financial reform bill
A provision subjecting stockbrokers to a fiduciary duty under the Investment Advisers Act of 1940 will remain out of the legislation expected to pass today
The financial reform package unveiled a week ago by Sen. Christopher Dodd, D-Conn., is expected to be voted out of the Senate Banking Committee tonight.
A key issue for financial advisers — a provision subjecting stockbrokers to a fiduciary duty under the Investment Advisers Act of 1940
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