<b>More from the FPA conference</b>: States girding for expanded regulatory role
State regulators are ready to take on the onslaught of new investment advisers who will have to register with them for the first time in coming months.
State regulators are ready to take on the onslaught of investment advisers who will have to register with them for the first time in coming months.
Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, states — instead of the Securities and Exchange Commission — will hav
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