<b>Q&A:</b> Two questions for NASAA president David Massey on adviser regulation
NASAA president David Massey sits down with InvestmentNews reporter Liz Skinner and discusses the potential impact of Finra regulation over investment advisers, and also how state regulators will deploy "more intelligent regulation" as they take on the oversight of all investment advisers under $100 million. (Click here to listen.)
NASAA president David Massey sits down with InvestmentNews reporter Liz Skinner and discusses the potential impact of Finra regulation over investment advisers, and also how state regulators will deploy “more intelligent regulation” as they take on the oversight of all investment advisers under $100 million. (Click here to listen.)
For more with Mr. Massey and other regulators, click here.
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