Broker-dealers must stay on their toes amid coronavirus: Finra
B-Ds should consider having employees and advisers work remotely or from home due to the pandemic, regulator says
On Monday, the Financial Industry Regulatory Authority Inc. encouraged the 3,600 broker-dealers it oversees to dust off their business continuity plans as the coronavirus continues to spread.
Finra last gave its members guidance on how to operate during an outbreak of a severe illness during the
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