Capital requirements worry small firms
IRVINE, Calif. — Small brokerage firms are concerned about possible increases in net capital requirements that the Securities and Exchange Commission has proposed.
IRVINE, Calif. — Small brokerage firms are concerned about possible increases in net capital requirements that the Securities and Exchange Commission has proposed.
“Despite all of the promises and assurances to the contrary ... we are now faced with a proposal for a more restrictive ne
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