Colorado charges broker-dealer with failing to supervise reps working in South Carolina
Structured CDs at the center of Colorado's charges against Centaurus Financial, advisers.
Centaurus Financial Inc., an independent broker-dealer, faces losing its license in Colorado because of allegations it failed to supervise adequately the sales of structured certificates of deposit by two of its brokers.
The brokers at the center of Colorado's pending investigation, Cindy Chiellini
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