Financial advisers give suggestions for surviving an SEC audit in the post-Madoff era
The following edited transcript is from “Surviving an SEC audit after Madoff,” an InvestmentNews webcast held May 19
The following edited transcript is from “Surviving an SEC audit after Madoff,” an InvestmentNews webcast held May 19. Editor Jim Pavia and deputy editor Evan Cooper were the moderators.
InvestmentNews: They say that there are three things that are givens in the investment business
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