Finra panel hands win to Stifel on Wachovia raiding case
Wachovia Securities LLC of St. Louis last month lost an important raiding case to crosstown rival Stifel Nicolaus & Co. Inc., which has had success cherry-picking brokers and managers from its competitor.
Wachovia Securities LLC of St. Louis last month lost an important raiding case to crosstown rival Stifel Nicolaus & Co. Inc., which has had success cherry-picking brokers and managers from its competitor.
A three-member arbitration panel of the Financial Industry Regulatory Authority Inc. o
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