Finra to overhaul broker information system, cut compliance costs for broker dealers
Finra to overhaul broker information system, cut compliance costs for broker dealersThe overhaul of the information system is…
Finra to overhaul broker information system, cut compliance costs for broker dealersThe overhaul of the information system is intended to cut compliance costs for firms as well as make the registration and disclosure process more efficient
Bruce Kelly
The Financial Industry Regulatory Authorit
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