Former SEC accountant pleads guilty to illegal securities trading — and then lying about it
David R. Humphrey also settled parallel civil charges with the SEC and will pay more than $108,000 in penalties.
A former SEC accountant has pleaded guilty to filing false ethics forms in order to conceal his illegal options trading while working at the agency.
David R. Humphrey, who worked in the Securities and Exchange Commission's Division of Corporate Finance from 1998 to 2014, used his office computer
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