Former UBS muni chief pays $2.8M to settle insider trading charge
A former executive at UBS has agreed to pay nearly $2.8 million to settle civil insider trading allegations made by New York state regulators.
A former executive at UBS has agreed to pay nearly $2.8 million to settle civil insider trading allegations made by New York state regulators.
State Attorney General Andrew Cuomo had accused former UBS municipal securities chief David Shulman of selling off personal holdings in auction rate securit
Learn more about reprints and licensing for this article.