Lack of SEC enforcement called cuplrit in lax oversight
Scandals in the financial markets over the past several years are the result of enforcement failures and a lack of regulators with industry-specific knowledge, not a need for increased regulation.
Scandals in the financial markets over the past several years are the result of enforcement failures and a lack of regulators with industry-specific knowledge, not a need for increased regulation.
That was a common theme ex-pressed by participants at an InvestmentNews regulatory round table
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