LPL’s principal and selling stockholders: After the public offering

Click here to view common stock beneficially owned prior to LPL’s public offering.

Owner	Shares offered in underwriters’ option	Shares offered if underwriters’ option is not exercised	%	Shares offered if underwriters’ option is exercised in full	%
Hellman & Friedman LLC(1)	—	34,210,185	31.9%	34,210,185	31.5%
TPG Partners, IV, L.P.(2)	—	34,210,185	31.9%	34,210,185	31.5%
Mark S. Casady(3)	—	1,771,687	1.7%	1,771,687	1.6%
Esther M. Stearns(4)	—	749,816	*	749,816	*
William E. Dwyer(5)	—	1,470,679	1.4%	1,470,679	1.3%
Stephanie L. Brown(6)	—	727,042	*	727,042	*
Robert J. Moore(7)	—	64,000	*	64,000	*
Jonathan G. Eaton(8)	—	277,430	*	277,430	*
Dan H. Arnold(9)	—	354,684	*	354,684	*
Denise M. Abood(10)	—	65,134	*	65,134	*
Jeffrey Stiefler(11)	—	125,065	*	125,065	*
James Riepe(12)	—	90,567	*	90,567	*
John J. Brennan(13)	—	22,136	*	22,136	*
Richard W. Boyce(14)	—	—	*	—	*
Erik D. Ragatz(1)	—	—	*	—	*
Richard P. Schifter(15)	—	—	*	—	*
Allen R. Thorpe(1)	—	—	*	—	*
Todd A. Robinson(16)	100,000	3,043,443	2.8%	2,943,443	2.7%
James S. Putnam	—	400,000	*	400,000	*
Goldman Sachs & Co.(17)	—	1,040,061	1.0%	1,040,061	1.0%
Steven M. Black	—	693,968	*	693,968	*
Mark G. Lopez(18)	—	1,100,000	1.0%	1,100,000	1.0%
Lincoln F. Anderson	—	378,109	*	378,109	*
All directors and executive officers as a group (19 persons)(19)	—	6,180,240	5.7%	6,180,240	5.6%
Other Selling Stockholders (919 persons)(20)	—	6,193,590	5.7%	6,193,590	5.6%
^{(1) Hellman & Friedman Capital Partners V, L.P., Hellman & Friedman Capital Partners V (Parallel), L.P. and Hellman & Friedman Capital Associates V, L.P. beneficially own 34,210,185.10 shares of our common stock. The address for each of these funds is c/o Hellman & Friedman LLC, One Maritime Plaza, 12th Fl., San Francisco, CA 94111. Hellman & Friedman Investors V, L.P. is the sole general partner of Hellman & Friedman Capital Partners V, L.P. and Hellman & Friedman Capital Partners V (Parallel), L.P. Hellman & Friedman LLC is the sole general partner of each of Hellman & Friedman Investors V, L.P. and Hellman & Friedman Capital Associates V, L.P. The shares of the company are owned of record by Hellman & Friedman Capital Partners V, L.P., which owns 30,077,594.70 shares, Hellman & Friedman Capital Partners V (Parallel), L.P., which owns 4,115,485.30 shares, and Hellman & Friedman Capital Associates V, L.P., which owns 17,105.10 shares. An investment committee of Hellman & Friedman LLC has sole voting and dispositive control over the shares of the company. The investment committee is comprised of F. Warren Hellman, Brian M. Powers, Philip U. Hammarskjold, Patrick J. Healy and Thomas F. Steyer; provided, however, that Mr. Steyer has no authority or voting rights with respect to investment committee decisions relating to the company. Messrs. Ragatz and Thorpe serve as Managing Directors of Hellman & Friedman LLC, but neither of them serves on the investment committee. Each of the members of the investment committee, as well as Messrs. Ragatz and Thorpe, disclaim beneficial ownership of the shares in the company, except to the extent of their respective pecuniary interest therein. (2) Includes 34,210,185 shares of common stock (the “TPG Stock”) held by TPG Partners IV, L.P., a Delaware limited partnership (“TPG Partners IV”), whose general partner is TPG GenPar IV, L.P., a Delaware limited partnership, whose general partner is TPG GenPar IV Advisors, LLC, a Delaware limited liability company, whose sole member is TPG Holdings I, L.P., a Delaware limited partnership, whose general partner is TPG Holdings I-A, LLC, a Delaware limited liability company, whose sole member is TPG Group Holdings (SBS), L.P., a Delaware limited partnership, whose general partner is TPG Group Holdings (SBS) Advisors, Inc. David Bonderman and James G. Coulter are directors, officers and sole shareholders of TPG Group Holdings (SBS) Advisors, Inc. and may therefore be deemed to be the beneficial owners of the TPG Stock. The address for each of TPG Partners IV, TPG Group Holdings (SBS) Advisors, Inc. and Messrs. Bonderman and Coulter is c/o TPG Capital, L.P., 301 Commerce Street, Suite 3300, Fort Worth, TX 76102. (3) Includes 3,931,120 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (4) Includes 500 shares that Ms. Stearns holds directly and 2,051,760 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (5) Consists of 23,000 shares that Mr. Dwyer holds directly and 1,526,820 shares of common stock issuable upon exercise of stock options exercisable within 60 days. This also includes 233,115 shares of common stock held through trusts over which Mr. Dwyer disclaims beneficial ownership. (6) Ms. Brown holds through the Stephanie L. Brown Trust. Includes 14,000 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (7) Includes 64,000 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (8) Includes 764,730 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (9) Consists of 389,040 shares that Mr. Arnold holds directly and 24,000 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (10) Consists of 46,040 shares that Ms. Abood holds directly and 26,000 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (11) Mr. Stiefler holds through Stiefler Trust U/T/D 5/31/07, Jeffrey Stiefler and Suzanne Stiefler, Trustees. Includes 50,987 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (12) Mr. Riepe holds directly and through Stone Barn LLC. Includes 16,489 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (13) Mr. Putnam holds through James S. Putnam TTEE for Putnam Family Trust Dated 1699 Separate Property Trust. (14) Mr. Boyce, who is one of our directors, is a partner at TPG Capital, L.P., which is an affiliate of TPG Partners IV. Mr. Boyce has no voting or investment power over, and disclaims beneficial ownership of, the TPG Stock. The address of Mr. Boyce is c/o TPG Capital, L.P., 301 Commerce Street, Suite 3300, Fort Worth, TX 76102. (15) Mr. Schifter, who is one of our directors, is a partner at TPG Capital, L.P., which is an affiliate of TPG Partners IV. Mr. Schifter has no voting or investment power over, and disclaims beneficial ownership of, the TPG Stock. The address of Mr. Schifter is c/o TPG Capital, L.P., 301 Commerce Street, Suite 3300, Fort Worth, TX 76102. (16) Consists of 3,307,924 shares of common stock that Mr. Robinson holds directly. This also includes 750,000 shares of common stock held through trusts over which Mr. Robinson disclaims beneficial ownership. (17) Consists of 637,599 shares owned by GS Mezzanine Partners II, L.P., 194,450 shares owned by GS Mezzanine Partners II Offshore, L.P., 1,603,863 shares owned by GS Mezzanine Partners III Onshore Fund, L.P. 535,690 shares owned by GS Mezzanine Partners III Offshore Fund, L.P. (collectively, the “Goldman Sachs Mezzanine Partners Funds”). The Goldman Sachs Group, Inc. and certain affiliates, including Goldman, Sachs & Co., may be deemed to directly or indirectly own the 2,971,602 shares of common stock which are collectively owned directly or indirectly by the Goldman Sachs Mezzanine Partners Funds, of which affiliates of The Goldman Sachs Group, Inc. and Goldman, Sachs & Co. are the general partner, managing limited partner or the managing partner. Goldman, Sachs & Co. is the investment manager for certain of the Goldman Sachs Mezzanine Partner Funds. Goldman, Sachs & Co. is a direct and indirect wholly-owned subsidiary of The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc., Goldman, Sachs & Co. and the Goldman Sachs Mezzanine Partner Funds share voting power and investment power with certain of their respective affiliates. Each of The Goldman Sachs Group, Inc., Goldman, Sachs & Co. and the Goldman Sachs Mezzanine Partners Funds disclaims beneficial ownership of the common shares owned directly or indirectly by the Goldman Sachs Mezzanine Partners Funds, except to the extent of their pecuniary interest therein, if any. The address of the Goldman Sachs Mezzanine Partner Funds, The Goldman Sachs Group, Inc., and Goldman, Sachs & Co. is 200 West St., 28th Floor, New York, NY 10282. (18) Consists of 1,166,209 shares of common stock held through a trust over which Mr. Lopez disclaims beneficial ownership. (19) Includes an aggregate of 8,531,906 shares of common stock issuable upon exercise of stock options exercisable within 60 days. (20) Details regarding the other selling stockholders are included in a current report on Form 8-K filed with the SEC on November 3, 2010, which is incorporated by reference herein. See “Incorporation of Certain Information by Reference.”} ^{Source: Securities and Exchange Commission Filing}