NASAA finds 90% of B-Ds have team or process to address senior-fraud issues
Nearly 2,300 suspected senior-fraud/exploitation cases reported by 61 firms in study.
Some 2,300 cases of suspected senior-related fraud or exploitation were reported to authorities in 2015 by 61 broker-dealers that contributed to a newly-released report on elder fraud by the organization of state securities regulators.
The report, from the North American Securities Administrators A
Learn more about reprints and licensing for this article.