Nazareth: Mutual recognition bad for retail
Allowing foreign brokerage firms to do business directly with U.S. investors would raise “serious investor protection concerns,” said SEC Commissioner Annette Nazareth.
Allowing foreign brokerage firms to do business directly with U.S. investors would raise “serious investor protection concerns,” said SEC commissioner Annette Nazareth.
Ms. Nazareth, speaking at the Securities Industry and Financial Markets Association annual meeting today in Boca Rato
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