Profiling the 50 biggest players in the industry
Profiling the 50 biggest players in the industry …
| Profiling the 50 biggest players in the industry | ||
| 1. | Fidelity Investments | |
| 82 Devonshire St. Boston, MA 02109 | ||
| (800) 343-3548 | ||
| fidelity.com | ||
| (millions) | ||
| 401(k) total | $353,467 | |
| Corporate 401(k) | $353,467 | |
| Total DC assets | $443,660 | |
| Internally managed DC | $421,151 | |
| Investment vehicle: | ||
| Mutual funds | $356,386 | |
| Variable annuities | $45,232 | |
| Separate accounts | $3,301 | |
| Other commingled | $16,232 | |
| Life-cycle/asset allocation | $59,817 | |
| Asset mix: | ||
| Equity | 77% | |
| Cash | 7% | |
| Fixed income | 4% | |
| Stable value | 12% | |
| Client contact: Joe Dattilo | ||
| 2. | The Vanguard Group Inc. | |
| P.O. Box 2600 | ||
| Valley Forge, PA 19482 | ||
| (800) 523-1036, fax: (610) 669-0199 | ||
| vanguard.com | ||
| (millions) | ||
| 401(k) total | $136,394 | |
| Corporate 401(k) | $136,394 | |
| Total DC assets | $241,137 | |
| Internally managed DC | $157,087 | |
| Investment vehicle: | ||
| Mutual funds | $118,488 | |
| Separate accounts | $17,529 | |
| Other commingled | $21,070 | |
| Life-cycle/asset allocation | $15,210 | |
| Asset mix: | ||
| Equity | 62% | |
| Cash | 7% | |
| Fixed income | 13% | |
| Stable value | 18% | |
| Client contact: Gerard P. Mullane | ||
| 3. | State Street Global Advisors | |
| 1 Lincoln St., 33rd Flr, Boston, MA 02111 | ||
| (617) 664-4738, fax: (617) 664-2950 | ||
| ssga.com | ||
| (millions) | ||
| 401(k) total | $134,392 | |
| Corporate 401(k) | $126,189 | |
| Total DC assets | $220,923 | |
| Internally managed DC | $218,653 | |
| Investment vehicle: | ||
| Mutual funds | $2,534 | |
| Separate accounts | $146,992 | |
| Other commingled | $69,127 | |
| Life-cycle/asset allocation | $17,208 | |
| Asset mix: | ||
| Equity | 71% | |
| Cash | 4% | |
| Fixed income | 10% | |
| Stable value | 6% | |
| Other | 9% | |
| Client contact: Gerard Kelly | ||
| 4. | Prudential Financial Inc. | |
| 751 Broad St. Newark, NJ 07102 | ||
| (973) 367-1345, fax: (973) 802-6086 | ||
| prudential.com | ||
| (millions) | ||
| 401(k) total | $39,625 | |
| Corporate 401(k) | $39,625 | |
| Total DC assets | $86,868 | |
| Internally managed DC | $62,612 | |
| Investment vehicle: | ||
| Mutual funds | $8,098 | |
| Variable annuities | $3,033 | |
| Separate accounts | $18,498 | |
| Other commingled | $32,983 | |
| Life-cycle/asset allocation | $1,407 | |
| Asset mix: | ||
| Equity | 27% | |
| Cash | 1% | |
| Fixed income | 6% | |
| Stable value | 54% | |
| Other | 12% | |
| Client contact: David Castellani | ||
| 5. | Principal Global Investors | |
| 801 Grand Ave. Des Moines, IA 50392 | ||
| (800) 533-1390, fax: (866) 850-4023 | ||
| principalglobal.com | ||
| (millions) | ||
| 401(k) total | $38,198 | |
| Corporate 401(k) | $37,034 | |
| Total DC assets | $48,223 | |
| Internally managed DC | $48,223 | |
| Investment vehicle: | ||
| Mutual funds | $1,650 | |
| Variable annuities | $2,572 | |
| Other commingled | $44,001 | |
| Life-cycle/asset allocation | $3,817 | |
| Asset mix: | ||
| Equity | 53% | |
| Cash | 10% | |
| Fixed income | 10% | |
| Stable value | 26% | |
| Other | 1% | |
| Client contact: Dave Reichart | ||
| 6. | INVESCO | |
| 1360 Peachtree St., Ste 100 Atlanta, GA 30309 | ||
| (404) 892-0896, fax: (404) 439-4911 | ||
| invesco.com | ||
| (millions) | ||
| 401(k) total | $36,646 | |
| Corporate 401(k) | $36,646 | |
| Total DC assets | $45,018 | |
| Internally managed DC | $44,166 | |
| Investment vehicle: | ||
| Separate accounts | $35,748 | |
| Other commingled | $8,418 | |
| Life-cycle/asset allocation | $122 | |
| Asset mix: | ||
| Equity | 9% | |
| Fixed income | 2% | |
| Stable value | 89% | |
| Client contact: Ruth Hughes-Guden | ||
| 7. | Northern Trust Global Investments | |
| 50 S. LaSalle St. Chicago, IL 60603 | ||
| (312) 630-6000, fax: (312) 630-1488 | ||
| northerntrust.com | ||
| (millions) | ||
| 401(k) total | $35,386 | |
| Corporate 401(k) | $35,386 | |
| Total DC assets | $35,418 | |
| Internally managed DC | $35,386 | |
| Life-cycle/asset allocation | $1,497 | |
| Asset mix: | ||
| Equity | 65% | |
| Cash | 2% | |
| Fixed income | 27% | |
| Stable value | 3% | |
| Other | 3% | |
| Client contact: Robert Gray | ||
| 8. | Merrill Lynch Investment Managers | |
| 800 Scudders Mill Road, Section 2F | ||
| Plainsboro, NJ 08536 | ||
| (609) 282-1212, fax: (609) 282-6891 | ||
| mlim.ml.com | ||
| (millions) | ||
| 401(k) total | $34,994 | |
| Corporate 401(k) | $34,994 | |
| Total DC assets | $34,994 | |
| Internally managed DC | $34,994 | |
| Investment vehicle: | ||
| Mutual funds | $25,444 | |
| Other commingled | $9,550 | |
| Life-cycle/asset allocation | $3,705 | |
| Asset mix: | ||
| Equity | 57% | |
| Fixed income | 16% | |
| Stable value | 27% | |
| Client contact: Neal Howe | ||
| 9. | Legg Mason Inc. | |
| 100 Light St., 34th Floor Baltimore, MD 21202 | ||
| (410) 539-0000, fax: (410) 454-4923 | ||
| leggmason.com | ||
| (millions) | ||
| 401(k) total | $30,140 | |
| Corporate 401(k) | $29,938 | |
| Total DC assets | $32,862 | |
| Internally managed DC | $32,862 | |
| Investment vehicle: | ||
| Mutual funds | $19,533 | |
| Variable annuities | $1,265 | |
| Separate accounts | $12,046 | |
| Other commingled | $18 | |
| Asset mix: | ||
| Equity | 63% | |
| Cash | 2% | |
| Fixed income | 15% | |
| Stable value | 20% | |
| Client contact: Jim Daly | ||
| 10. | RiverSource Investments LLC | |
| 50605 Ameriprise Financial Center | ||
| Minneapolis, MN 55474 | ||
| (612) 671-3452 | ||
| riversource.com | ||
| (millions) | ||
| 401(k) total | $22,184 | |
| Corporate 401(k) | $22,184 | |
| Total DC assets | $22,193 | |
| Internally managed DC | $22,184 | |
| Investment vehicle: | ||
| Mutual funds | $11,032 | |
| Variable annuities | $10 | |
| Other commingled | $11,142 | |
| Life-cycle/asset allocation | $1,483 | |
| Asset mix: | ||
| Equity | 53% | |
| Cash | 1% | |
| Fixed income | 12% | |
| Stable value | 22% | |
| Other | 12% | |
| Client contact: Steve Moen | ||
| 11. | Putnam Investments | |
| 1 Post Office Square, Boston, MA 02109 | ||
| (617) 292-1000, fax: (617) 760-8614 | ||
| putnam.com | ||
| (millions) | ||
| 401(k) total | $22,044 | |
| Corporate 401(k) | $22,044 | |
| Total DC assets | $25,844 | |
| Internally managed DC | $25,844 | |
| Investment vehicle: | ||
| Mutual funds | $16,744 | |
| Other commingled | $9,100 | |
| Life-cycle/asset allocation | $1,769 | |
| Asset mix: | ||
| Equity | 70% | |
| Cash | 4% | |
| Fixed income | 3% | |
| Stable value | 23% | |
| Client contact: Chris Thompson | ||
| 12. | Dwight Asset Management Co. | |
| 100 Bank St., Suite 800 | ||
| Burlington, VT 05401 | ||
| (802) 862-4170, fax: (802) 862-5097 | ||
| dwight.com | ||
| (millions) | ||
| 401(k) total | $20,654 | |
| Corporate 401(k) | $20,654 | |
| Total DC assets | $32,181 | |
| Internally managed DC | $22,081 | |
| Investment vehicle: | ||
| Separate accounts | $11,145 | |
| Other commingled | $10,936 | |
| Asset mix: | ||
| Stable value | 100% | |
| Client contact: David Richardson | ||
| 13. | JPMorgan Asset Management | |
| 245 Park Ave., New York, NY 10167 | ||
| (212) 483-2323, fax: (212) 837-1510 | ||
| jpmorgan.com/assetmanagement | ||
| (millions) | ||
| 401(k) total | $20,654 | |
| Corporate 401(k) | $20,654 | |
| Total DC assets | $20,898 | |
| Internally managed DC | $20,898 | |
| Investment vehicle: | ||
| Mutual funds | $4,256 | |
| Separate accounts | $7,848 | |
| Other commingled | $8,794 | |
| Life-cycle/asset allocation | $1,671 | |
| Asset mix: | ||
| Equity | 36% | |
| Cash | 4% | |
| Fixed income | 14% | |
| Stable value | 38% | |
| Other | 8% | |
| Client contact: David Embry | ||
| 14. | Mellon Financial Corp. | |
| One Mellon Center, 500 Grant St. | ||
| Pittsburgh, PA 15258 | ||
| (412) 234-5000, fax: (412) 236-1662 | ||
| mellon.com | ||
| (millions) | ||
| 401(k) total | $20,181 | |
| Corporate 401(k) | $11,283 | |
| Total DC assets | $31,663 | |
| Internally managed DC | $31,663 | |
| Investment vehicle: | ||
| Mutual funds | $5,250 | |
| Variable annuities | $7,364 | |
| Separate accounts | $12,762 | |
| Other commingled | $6,287 | |
| Life-cycle/asset allocation | $797 | |
| Asset mix: | ||
| Equity | 26% | |
| Fixed income | 11% | |
| Stable value | 59% | |
| Other | 4% | |
| Client contact: Robert Capone | ||
| 15. | ING | |
| 151 Farmington Ave., TNA1, Hartford, CT 06156 | ||
| (860) 723-4646, fax: (860) 723-3258 | ||
| ingretirementplans.com | ||
| (millions) | ||
| 401(k) total | $19,027 | |
| Corporate 401(k) | $17,415 | |
| Total DC assets | $79,774 | |
| Internally managed DC | $47,395 | |
| Investment vehicle: | ||
| Variable annuities | $19,434 | |
| Separate accounts | $5,743 | |
| Other commingled | $22,218 | |
| Life-cycle/asset allocation | $1,338 | |
| Asset mix: | ||
| Equity | 39% | |
| Fixed income | 7% | |
| Stable value | 54% | |
| Client contact: Louis E. Bachetti | ||
| 16. | MassMutual Financial Group | |
| 1295 State St., B248 | ||
| Springfield, MA 01111 | ||
| (413) 744-1000, fax: (413) 744-6144 | ||
| massmutual.com | ||
| (millions) | ||
| 401(k) total | $18,416 | |
| Corporate 401(k) | $18,416 | |
| Total DC assets | $50,526 | |
| Internally managed DC | $29,576 | |
| Investment vehicle: | ||
| Mutual funds | $29,576 | |
| Asset mix: | ||
| Equity | 88% | |
| Cash | 4% | |
| Fixed income | 4% | |
| Other | 4% | |
| Client contact: Stanley Label | ||
| 17. | MFS Investment Management Inc. | |
| 500 Boylston St., Boston, MA 02116 | ||
| (617) 954-5000, fax: (617) 954-6657 | ||
| mfs.com | ||
| (millions) | ||
| 401(k) total | $18,013 | |
| Corporate 401(k) | $17,918 | |
| Total DC assets | $22,499 | |
| Internally managed DC | $21,470 | |
| Investment vehicle: | ||
| Mutual funds | $21,470 | |
| Life-cycle/asset allocation | $1,795 | |
| Asset mix: | ||
| Equity | 98% | |
| Cash | 2% | |
| Client contact: George Sutherland | ||
| 18. | Barclays Global Investors | |
| 45 Fremont St., 34th Floor | ||
| San Francisco, CA 94105 | ||
| (415) 597-2000, fax: (415) 597-2140 | ||
| barclaysglobal.com | ||
| (millions) | ||
| 401(k) total | $17,277 | |
| Corporate 401(k) | $17,277 | |
| Total DC assets | $150,544 | |
| Internally managed DC | $150,544 | |
| Investment vehicle: | ||
| Mutual funds | $3,074 | |
| Separate accounts | $4,669 | |
| Other commingled | $142,801 | |
| Life-cycle/asset allocation | $7,082 | |
| Asset mix: | ||
| Equity | 87% | |
| Cash | 1% | |
| Fixed income | 12% | |
| Client contact: Matt Scanlan | ||
| 19. | Federated Investors Inc. | |
| 1001 Liberty Ave., Pittsburgh, PA 15222 | ||
| (800) 245-5000, fax: (412) 288-1093 | ||
| federatedinvestors.com | ||
| (millions) | ||
| 401(k) total | $13,529 | |
| Corporate 401(k) | $7,529 | |
| Total DC assets | $20,128 | |
| Internally managed DC | $19,537 | |
| Investment vehicle: | ||
| Mutual funds | $18,121 | |
| Variable annuities | $496 | |
| Separate accounts | $324 | |
| Other commingled | $596 | |
| Life-cycle/asset allocation | $486 | |
| Asset mix: | ||
| Equity | 34% | |
| Cash | 25% | |
| Fixed income | 31% | |
| Stable value | 10% | |
| Client contact: James Heaton | ||
| 20. | BlackRock Inc. | |
| 40 E. 52nd St. New York, NY 10022 | ||
| (212) 810-5560, fax: (212) 935-1370 | ||
| blackrock.com | ||
| (millions) | ||
| 401(k) total | $13,440 | |
| Corporate 401(k) | $13,440 | |
| Total DC assets | $22,146 | |
| Internally managed DC | $22,146 | |
| Investment vehicle: | ||
| Separate accounts | $22,146 | |
| Asset mix: | ||
| Cash | 1% | |
| Fixed income | 14% | |
| Stable value | 85% | |
| Client contact: Barbara Novick | ||
| 21. | AIM Advisors Inc. | |
| 11 Greenway Plaza, Suite 100 | ||
| Houston, TX 77046 | ||
| (800) 347-1919, fax: (713) 214-1538 | ||
| aiminvestments.com | ||
| (millions) | ||
| 401(k) total | $12,015 | |
| Corporate 401(k) | $12,015 | |
| Total DC assets | $13,606 | |
| Internally managed DC | $13,606 | |
| Investment vehicle: | ||
| Mutual funds | $13,606 | |
| Life-cycle/asset allocation | $107 | |
| Asset mix: | ||
| Equity | 95% | |
| Cash | 2% | |
| Fixed income | 3% | |
| Client contact: Terry Kelly | ||
| 22. | AllianceBernstein | |
| Institutional Investment Management | ||
| 1345 Sixth Ave. New York, NY 10105 | ||
| (212) 969-1000, fax: (212) 756-4558 | ||
| institutional.alliancebernstein.com | ||
| (millions) | ||
| 401(k) total | $11,443 | |
| Corporate 401(k) | $11,443 | |
| Total DC assets | $13,361 | |
| Internally managed DC | $13,361 | |
| Investment vehicle: | ||
| Mutual funds | $5,444 | |
| Separate accounts | $6,081 | |
| Other commingled | $1,836 | |
| Life-cycle/asset allocation | $479 | |
| Asset mix: | ||
| Equity | 89% | |
| Cash | 1% | |
| Fixed income | 2% | |
| Other | 8% | |
| Client contact: Joseph Healy | ||
| 23. | Harris Associates LP | |
| 2 N. LaSalle St., Suite 500 | ||
| Chicago, IL 60602 | ||
| (312) 621-0600, fax: (312) 621-0233 | ||
| harrisassoc.com | ||
| (millions) | ||
| 401(k) total | $11,390 | |
| Corporate 401(k) | $11,390 | |
| Total DC assets | $12,098 | |
| Internally managed DC | $12,098 | |
| Investment vehicle: | ||
| Mutual funds | $11,114 | |
| Separate accounts | $984 | |
| Asset mix: | ||
| Equity | 90% | |
| Cash | 5% | |
| Fixed income | 5% | |
| Client contact: Michael J. Neary | ||
| 24. | Galliard Capital Management Inc. | |
| 800 LaSalle Ave., Suite 2060 | ||
| Minneapolis, MN 55402 | ||
| (612) 667-3219, fax: (612) 667-3223 | ||
| galliard.com | ||
| (millions) | ||
| 401(k) total | $9,193 | |
| Corporate 401(k) | $9,193 | |
| Total DC assets | $15,821 | |
| Internally managed DC | $14,409 | |
| Investment vehicle: | ||
| Separate accounts | $4,387 | |
| Other commingled | $10,022 | |
| Asset mix: | ||
| Stable value | 100% | |
| Client contact: Mike Norman | ||
| 25. | GE Asset Management Inc. | |
| 3001 Summer St., Stamford, CT 06905 | ||
| (203) 326-2300, fax: (203) 708-3109 | ||
| geam.com | ||
| (millions) | ||
| 401(k) total | $8,011 | |
| Corporate 401(k) | $8,011 | |
| Total DC assets | $8,640 | |
| Internally managed DC | $8,150 | |
| Investment vehicle: | ||
| Mutual funds | $8,150 | |
| Life-cycle/asset allocation | $47 | |
| Asset mix: | ||
| Equity | 50% | |
| Cash | 13% | |
| Fixed income | 34% | |
| Other | 3% | |
| Client contact: Jack Boyce | ||
| 26. | Artisan Partners LP | |
| 875 E. Wisconsin Ave., Suite 800 | ||
| Milwaukee, WI 53202 | ||
| (414) 390-6100, fax: (414) 390-6139 | ||
| artisanfunds.com | ||
| (millions) | ||
| 401(k) total | $7,480 | |
| Corporate 401(k) | $7,480 | |
| Total DC assets | $7,480 | |
| Internally managed DC | $7,480 | |
| Investment vehicle: | ||
| Mutual funds | $7,163 | |
| Separate accounts | $317 | |
| Asset mix: | ||
| Equity | 100% | |
| Client contact: Edward Mooney Jr. | ||
| 27. | American Century Investments | |
| 4500 Main St., Kansas City, MO 64111 | ||
| (866) 628-8826, fax: (816) 340-7962 | ||
| institutional.americancentury.com | ||
| (millions) | ||
| 401(k) total | $6,894 | |
| Corporate 401(k) | $6,894 | |
| Total DC assets | $22,754 | |
| Internally managed DC | $22,754 | |
| Investment vehicle: | ||
| Mutual funds | $14,925 | |
| Variable annuities | $5,893 | |
| Separate accounts | $1,936 | |
| Life-cycle/asset allocation | $1,652 | |
| Asset mix: | ||
| Equity | 84% | |
| Cash | 6% | |
| Fixed income | 2% | |
| Stable value | 8% | |
| Client contact: Steve Levitt | ||
| 28. | Capital Guardian Trust Co. | |
| 333 S. Hope St., 51st Floor | ||
| Los Angeles, CA 90071 | ||
| (213) 486-9200, fax: (213) 486-9625 | ||
| capgroup.com | ||
| (millions) | ||
| 401(k) total | $6,389 | |
| Corporate 401(k) | $6,389 | |
| Total DC assets | $7,823 | |
| Internally managed DC | $7,823 | |
| Investment vehicle: | ||
| Separate accounts | $2,805 | |
| Other commingled | $5,018 | |
| Life-cycle/asset allocation | $1,279 | |
| Asset mix: | ||
| Equity | 66% | |
| Fixed income | 34% | |
| Client contact: Lianne Koeberle | ||
| 29. | Dimensional Fund Advisors Inc. | |
| 1299 Ocean Ave., 11th Floor | ||
| Santa Monica, CA 90401 | ||
| (310) 395-8005, fax: (310) 576-1181 | ||
| dfafunds.com | ||
| (millions) | ||
| 401(k) total | $5,550 | |
| Corporate 401(k) | $5,550 | |
| Total DC assets | $5,720 | |
| Internally managed DC | $5,720 | |
| Investment vehicle: | ||
| Mutual funds | $5,720 | |
| Asset mix: | ||
| Equity | 100% | |
| Client contact: Ted Simpson | ||
| 30. | Evergreen Investments | |
| 200 Berkeley St., Boston, MA 02116 | ||
| (617) 210-3200, fax: (617) 210-3328 | ||
| evergreeninvestments.com | ||
| (millions) | ||
| 401(k) total | $5,410 | |
| Corporate 401(k) | $5,410 | |
| Total DC assets | $6,664 | |
| Internally managed DC | $6,664 | |
| Investment vehicle: | ||
| Mutual funds | $6,057 | |
| Separate accounts | $607 | |
| Asset mix: | ||
| Equity | 49% | |
| Cash | 22% | |
| Fixed income | 29% | |
| Client contact: Phillip Pounds | ||
| 31. | Davis Selected Advisers LP, dba Davis Advisors | |
| 2949 E. Elvira Road, Ste 101, Tucson, AZ 85706 | ||
| (800) 279-2279, fax: (520) 434-3719 | ||
| davisfunds.com | ||
| (millions) | ||
| 401(k) total | $5,262 | |
| Corporate 401(k) | $549 | |
| Total DC assets | $5,481 | |
| Internally managed DC | $5,481 | |
| Investment vehicle: | ||
| Mutual funds | $4,629 | |
| Separate accounts | $852 | |
| Asset mix: | ||
| Equity | 100% | |
| Client contact: Peter Sackmann | ||
| 32. | NISA Investment Advisors LLC | |
| 150 N. Meramec Ave., Sixth Floor | ||
| St. Louis, MO 63105 | ||
| (314) 721-1900, fax: (314) 721-3041 | ||
| nisanet.com | ||
| (millions) | ||
| 401(k) total | $4,944 | |
| Corporate 401(k) | $4,944 | |
| Total DC assets | $5,662 | |
| Internally managed DC | $5,662 | |
| Investment vehicle: | ||
| Separate accounts | $5,662 | |
| Asset mix: | ||
| Fixed income | 2% | |
| Stable value | 98% | |
| Client contact: C. Robert Krebs | ||
| 33. | Nationwide Financial | |
| 1 Nationwide Plaza, Columbus, OH 43215 | ||
| (800) 626-3112, fax: (614) 435-005 | ||
| 1 nationwidefinancial.com | ||
| (millions) | ||
| 401(k) total | $4,742 | |
| Corporate 401(k) | $4,742 | |
| Total DC assets | $30,435 | |
| Internally managed DC | $12,665 | |
| Investment vehicle: | ||
| Variable annuities | $12,665 | |
| Asset mix: | ||
| Fixed income | 100% | |
| Client contact: Duane Meek | ||
| 34. | Baron Capital Management Inc. | |
| 767 Fifth Ave., 49th Flr, New York, NY 10153 | ||
| (212) 583-2000, fax: (212) 583-2150 | ||
| baronfunds.com | ||
| (millions) | ||
| 401(k) total | $4,493 | |
| Corporate 401(k) | $4,493 | |
| Total DC assets | $4,493 | |
| Internally managed DC | $4,493 | |
| Investment vehicle: | ||
| Mutual funds | $4,493 | |
| Asset mix: | ||
| Equity | 100% | |
| Client contact: Meeta Singal | ||
| 35. | Trusco Capital Management Inc. | |
| 50 Hurt Plaza, Ste 1400, Atlanta, GA 30303 | ||
| (404) 581-1589, fax: (404) 658-4092 | ||
| truscocapital.com | ||
| (millions) | ||
| 401(k) total | $4,094 | |
| Corporate 401(k) | $4,094 | |
| Total DC assets | $5,357 | |
| Internally managed DC | $5,357 | |
| Investment vehicle: | ||
| Mutual funds | $3,196 | |
| Separate accounts | $1,016 | |
| Other commingled | $1,145 | |
| Life-cycle/asset allocation | $261 | |
| Asset mix: | ||
| Equity | 61% | |
| Cash | 8% | |
| Fixed income | 14% | |
| Stable value | 15% | |
| Other | 2% | |
| Client contact: Gordon Boardway | ||
| 36. | New York Life | |
| Investment Management Holdings LLC | ||
| 51 Madison Ave., New York, NY 10010 | ||
| (973) 394-3000, fax: (973) 394-4632 nylim.com | ||
| (millions) | ||
| 401(k) total | $4,066 | |
| Corporate 401(k) | $4,066 | |
| Total DC assets | $13,788 | |
| Internally managed DC | $13,788 | |
| Investment vehicle: | ||
| Mutual funds | $3,917 | |
| Separate accounts | $9,871 | |
| Asset mix: | ||
| Equity | 30% | |
| Cash | 2% | |
| Fixed income | 27% | |
| Stable value | 41% | |
| Client contact: Don Salama | ||
| 37. | Victory Capital Management Inc. | |
| 127 Public Square, Cleveland, OH 44114 | ||
| (877) 660-4400, fax: (216) 689-8315 | ||
| victoryconnect.com | ||
| (millions) | ||
| 401(k) total | $3,991 | |
| Corporate 401(k) | $3,991 | |
| Total DC assets | $3,991 | |
| Internally managed DC | $3,991 | |
| Investment vehicle: | ||
| Mutual funds | $794 | |
| Other commingled | $3,197 | |
| Life-cycle/asset allocation | $9 | |
| Asset mix: | ||
| Equity | 61% | |
| Cash | 6% | |
| Fixed income | 4% | |
| Stable value | 26% | |
| Other | 3% | |
| Client contact: Charles von Breitenbach | ||
| 38. | Charles Schwab Investment Management Inc. | |
| 101 Montgomery St., San Francisco, CA 94104 | ||
| (800) 435-4000, fax: (415) 667-3800 | ||
| schwab.com/schwabfunds | ||
| (millions) | ||
| 401(k) total | $3,624 | |
| Corporate 401(k) | $3,624 | |
| Total DC assets | $3,986 | |
| Internally managed DC | $3,775 | |
| Investment vehicle: | ||
| Mutual funds | $3,775 | |
| Life-cycle/asset allocation | $289 | |
| Asset mix: | ||
| Equity | 93% | |
| Fixed income | 7% | |
| Client contact: Steve Patterson | ||
| 39. | Delaware Investments | |
| 2005 Market St., 37th Floor | ||
| Philadelphia, PA 19103 | ||
| (215) 255-2300, fax: (215) 255-1196 | ||
| delawareinvestments.com | ||
| (millions) | ||
| 401(k) total | $3,529 | |
| Corporate 401(k) | $3,529 | |
| Total DC assets | $3,901 | |
| Internally managed DC | $3,602 | |
| Investment vehicle: | ||
| Mutual funds | $82 | |
| Separate accounts | $733 | |
| Other commingled | $2,787 | |
| Asset mix: | ||
| Equity | 44% | |
| Fixed income | 56% | |
| Client contact: Kevin Lucey | ||
| 40. | TCW Group | |
| 865 S. Figueroa St., Suite 1800 | ||
| Los Angeles, CA 90017 | ||
| (213) 244-0000, fax: (213) 244-0741 | ||
| tcw.com | ||
| (millions) | ||
| 401(k) total | $3,087 | |
| Corporate 401(k) | $1,702 | |
| Total DC assets | $3,541 | |
| Internally managed DC | $3,541 | |
| Investment vehicle: | ||
| Mutual funds | $1,623 | |
| Separate accounts | $1,918 | |
| Asset mix: | ||
| Equity | 57% | |
| Fixed income | 43% | |
| Client contact: Dennis McCarthy | ||
| 41. | Diversified Investment Advisors Inc. | |
| 4 Manhattanville Road | ||
| Purchase, NY 10577 | ||
| (914) 697-8000 fax: (914) 697-3743 | ||
| divinvest.com | ||
| (millions) | ||
| 401(k) total | $3,079 | |
| Corporate 401(k) | $2,700 | |
| Total DC assets | $55,024 | |
| Internally managed DC | $7,369 | |
| Investment vehicle: | ||
| Mutual funds | $7,369 | |
| Life-cycle/asset allocation | $3,602 | |
| Asset mix: | ||
| Equity | 44% | |
| Stable value | 56% | |
| Client contact: Laura White | ||
| 42. | Loomis Sayles & Co. LP | |
| 1 Financial Center | ||
| Boston, MA 02111 | ||
| (617) 482-2450, fax: (617) 443-0074 | ||
| loomissayles.com | ||
| (millions) | ||
| 401(k) total | $2,899 | |
| Corporate 401(k) | $2,648 | |
| Total DC assets | $3,130 | |
| Internally managed DC | $3,130 | |
| Investment vehicle: | ||
| Mutual funds | $1,122 | |
| Separate accounts | $2,008 | |
| Asset mix: | ||
| Equity | 19% | |
| Fixed income | 81% | |
| Client contact: John Gallagher III | ||
| 43. | M & I Investment Management Corp. | |
| 111 E. Kilbourn Ave., Suite 200 | ||
| Milwaukee, WI 53202 | ||
| (414) 287-8700, fax: (414) 287-8730 | ||
| marshallfunds.com | ||
| (millions) | ||
| 401(k) total | $2,804 | |
| Corporate 401(k) | $2,804 | |
| Total DC assets | $3,585 | |
| Internally managed DC | $3,585 | |
| Investment vehicle: | ||
| Mutual funds | $1,335 | |
| Separate accounts | $2,250 | |
| Life-cycle/asset allocation | $1,660 | |
| Asset mix: | ||
| Equity | 38% | |
| Cash | 23% | |
| Fixed income | 33% | |
| Stable value | 6% | |
| Client contact: Steven Meves | ||
| 44. | OneAmerica | |
| 1 American Square, P.O. Box 368 | ||
| Indianapolis, IN 46206 | ||
| (317) 285-1877, fax: (317) 285-1488 | ||
| eretirement.aul.com | ||
| (millions) | ||
| 401(k) total | $2,523 | |
| Corporate 401(k) | $2,523 | |
| Total DC assets | $7,852 | |
| Internally managed DC | $3,690 | |
| Investment vehicle: | ||
| Separate accounts | $3,690 | |
| Asset mix: | ||
| Equity | 10% | |
| Cash | 5% | |
| Fixed income | 3% | |
| Stable value | 82% | |
| Client contact: Amanda Murdock | ||
| 45. | Lehman Brothers Asset Management LLC | |
| 200 S. Wacker Drive, Suite 2100 | ||
| Chicago, IL 60606 | ||
| (312) 559-2880, fax: (312) 559-0245 | ||
| lehmanam.com | ||
| (millions) | ||
| 401(k) total | $2,383 | |
| Corporate 401(k) | $2,383 | |
| Total DC assets | $2,383 | |
| Internally managed DC | $2,383 | |
| Investment vehicle: | ||
| Separate accounts | $2,383 | |
| Asset mix: | ||
| Fixed income | 100% | |
| Client contact: Alexander B. Knowles | ||
| 46. | UBS Global Asset Management | |
| 1 N. Wacker Drive, Chicago, IL 60606 | ||
| (312) 525-7100, fax: (312) 525-7199 | ||
| ubs.com/rc | ||
| (millions) | ||
| 401(k) total | $2,289 | |
| Corporate 401(k) | $2,289 | |
| Total DC assets | $2,289 | |
| Internally managed DC | $2,289 | |
| Investment vehicle: | ||
| Mutual funds | $462 | |
| Separate accounts | $260 | |
| Other commingled | $1,567 | |
| Life-cycle/asset allocation | $599 | |
| Asset mix: | ||
| Equity | 73% | |
| Cash | 4% | |
| Fixed income | 16% | |
| Other | 7% | |
| Client contact: Robert McGowan | ||
| 47. | Aronson + Johnson and Ortiz LP | |
| 230 S. Broad St., 20th Floor | ||
| Philadelphia, PA 19102 | ||
| (215) 546-7500 fax: (215) 546-7506 | ||
| ajopartners.com | ||
| (millions) | ||
| 401(k) total | $1,897 | |
| Corporate 401(k) | $1,897 | |
| Total DC assets | $2,003 | |
| Internally managed DC | $2,003 | |
| Investment vehicle: | ||
| Separate accounts | $2,003 | |
| Asset mix: | ||
| Equity | 100% | |
| Client contact: Theodore R. Aronson | ||
| 48. | Grantham Mayo Van Otterloo & Co. LLC | |
| 40 Rowes Wharf, Boston, MA 02110 | ||
| (617) 330-7500, fax: (617) 261-0134 | ||
| gmo.com | ||
| (millions) | ||
| 401(k) total | $1,559 | |
| Corporate 401(k) | $1,559 | |
| Total DC assets | $2,328 | |
| Internally managed DC | $2,328 | |
| Investment vehicle: | ||
| Mutual funds | $1,991 | |
| Separate accounts | $337 | |
| Client contact: F. Corning Kenly | ||
| 49. | RS Investments | |
| 388 Market St., Suite 1700 | ||
| San Francisco, CA 94111 | ||
| (415) 591-2700, fax: (415) 591-2855 | ||
| rsinvestments.com | ||
| (millions) | ||
| 401(k) total | $1,535 | |
| Corporate 401(k) | $1,535 | |
| Total DC assets | $1,535 | |
| Internally managed DC | $1,535 | |
| Investment vehicle: | ||
| Mutual funds | $1,237 | |
| Separate accounts | $298 | |
| Asset mix: | ||
| Equity | 100% | |
| Client contact: David Elliott | ||
| 50. | Schroder Investment Management | |
| North America Inc. | ||
| 875 Third Ave., 22nd Floor New York, NY 10022 | ||
| (212) 641-3800, fax: (212) 641-3985 | ||
| schroders.com | ||
| (millions) | ||
| 401(k) total | $1,359 | |
| Corporate 401(k) | $1,359 | |
| Total DC assets | $1,359 | |
| Internally managed DC | $1,359 | |
| Investment vehicle: | ||
| Mutual funds | $1,359 | |
| Asset mix: | ||
| Equity | 95% | |
| Fixed income | 5% | |
| Client contact: Cathie Ma.a | ||
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