SEC seeks to bar adviser who allegedly stole $2M
Administrative action follows Federal Court order for adviser Paul Marshall and associated companies to pay fines and disgorgement of more than $15 million.
The SEC on Tuesday took steps to bar a former broker and investment adviser who allegedly misappropriated $2 million in client assets and last month was ordered to pay $15 million in penalties and restitution.
The Securities and Exchange Commission initiated administrative proceedings against Paul
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