SIFMA defends mandatory-arbitration system
NEW YORK — As some U.S. senators find fault with the arbitration system that resolves client disputes with broker-dealers, the brokerage industry’s largest trade group is defending the process.
NEW YORK — As some U.S. senators find fault with the arbitration system that resolves client disputes with broker-dealers, the brokerage industry’s largest trade group is defending the process.
In a May 4 letter to Securities and Exchange Commission Chairman Christopher Cox, Senate Jud
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