Success stories: Northeast
Top fee-only RIAs ranked by total assets under management.
| Rank | Firm | Phone/website | Total | Discretionary | Nondiscretionary | Employees | |||
|---|---|---|---|---|---|---|---|---|---|
| assets ($M) | accounts | assets ($M) | accounts | assets ($M) | accounts | ||||
| 1 | Silvercrest Asset Management Group 1330 Avenue Of The Americas, 38th Floor New York, NY 10019 |
(212) 649-0600 silvercrestgroup.com |
$21,340.20 | 1,219 | $15,998.10 | 1,190 | $5,342.20 | 29 | 122 |
| 2 | BBR Partners Two Grand Central Tower, 140 East 45th Street, 26th Floor New York, NY 10017 |
(212) 313-9870 bbrpartners.com |
$14,199.20 | 3,200 | $12,214.80 | 3,000 | $1,984.40 | 200 | 90 |
| 3 | Summit Rock Advisors 9 West 57th Street, 12th Floor New York, NY 10019 |
(212) 993-7150 summit-rock.com |
$13,376.80 | 128 | $6,421.30 | 92 | $6,955.60 | 36 | 58 |
| 4 | Tiedemann Advisors 520 Madison Avenue, 26th Floor New York, NY 10022 |
(212) 396-5900 linkedin.com/company/tiedemann-advisors |
$12,301.60 | 452 | $9,778.90 | 379 | $2,522.90 | 73 | 124 |
| 5 | Appleton Partners Inc. One Post Office Square, 6th Floor Boston, MA 02109 |
(617) 338-0700 appletonpartners.com |
$9,144.20 | 5,770 | $9,144.20 | 5,770 | $0.00 | 0 | 47 |
| 6 | Tag Associates 810 Seventh Avenue, 7th Floor New York, NY 10019 |
(212) 275-1500 tagassoc.com |
$8,679.20 | 1,187 | $344.50 | 82 | $8,334.70 | 1,105 | 67 |
| 7 | Pathstone Federal Street 10 Sterling Boulevard, Suite 402 Englewood, NJ 07631 |
(201) 944-7284 pathstone.com |
$8,548.70 | 4,821 | $3,195.30 | 2,089 | $5,353.40 | 2,732 | 101 |
| 8 | HPM Partners 335 Madison Avenue, 23rd Floor New York, NY 10017 |
(212) 850-4260 linkedin.com/company/hpm-partners |
$7,433.40 | 1,439 | $5,896.70 | 1,326 | $1,536.70 | 113 | 100 |
| 9 | Boston Private Wealth One Federal Street, 30th Floor |
(617) 223-0200 bostonprivate.com/personal/wealth-management |
$7,424.30 | 6,224 | $6,955.60 | 6,035 | $468.70 | 189 | 105 |
| 10 | Loring, Wolcott & Coolidge Fiduciary Advisors 230 Congress Street Boston, MA 02110 |
(617) 523-6531 lwcotrust.com |
$7,228.30 | 2,798 | $7,038.50 | 2,776 | $189.90 | 22 | 90 |
| 11 | Ballentine Partners 230 Third Avenue, Suite 6 Waltham, MA 02451 |
(781) 341-1300 ballentinepartners.com |
$6,698.60 | 4,023 | $4,060.40 | 2,253 | $2,638.20 | 1,770 | 72 |
| 12 | Pinnacle Associates 335 Madison Avenue, Suite 1100 New York, NY 10017 |
(212) 652-3200 pinnacleinsights.org |
$6,496.60 | 4,156 | $6,496.60 | 4,156 | $0.00 | 0 | 53 |
| 13 | East End Advisors 610 Fifth Avenue, 5th Floor New York, NY 10020 |
(212) 218-8137 | $6,468.40 | 31 | $1,011.20 | 14 | $5,457.20 | 17 | 16 |
| 14 | Shepherd Kaplan 125 Summer Street, 22nd Floor Boston, MA 02110 |
(617) 896-1600 sk-llc.com |
$6,209.20 | 1,257 | $861.60 | 224 | $5,347.60 | 1,033 | 39 |
| 15 | KLS Professional Advisors Group 1325 Avenue Of The Americas, 14th Floor New York, NY 10019 |
(212) 355-0346 klsadvisors.com |
$6,202.40 | 8,703 | $5,611.90 | 5,668 | $590.50 | 3,035 | 45 |
InvestmentNews qualified 2,141 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of Nov. 1, 2018. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is on or after Jan. 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker, nor a dealer (registered or unregistered) who is an insurance company or agency.
Source: InvestmentNews Data
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