Richard Ketchum’s Finra heir must prioritize investors
Must make it clear that investors come first, not the firms being regulated
When Richard Ketch-um hangs up his sheriff's badge sometime in the near future, it will truly mark the end of an era. The career regulator became the Financial Industry Regulatory Authority Inc.'s chief executive in 2009 in the middle of the financial crisis. Since he has led the self-regulatory org
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