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Can the 60/40 portfolio stage a comeback in 2023?
The allocation that's supposed to hedge against both assets dropping simultaneously didn't pan out in 2022, with an index tracking a 60/40 mix down about 17% for the year.
Big US banks score $1 trillion in profit in a decade
The record haul for the six big banks occurred as volatility juiced trading hauls, investment bankers rode a dealmaking boom and Donald Trump boosted bottom lines by slashing taxes.
B-D SPAC deal takes shape; Larry Roth to have lead role
When aggregator Wentworth Management Services goes public by merging with a SPAC, Kingswood, sometime in the next few months, industry veteran Roth will serve as chairman.
Social Security expert starts phased retirement
Mary Beth Franklin, who launched her final career phase as a weekly columnist in 2012, will continue writing a monthly column for InvestmentNews.
Finra dings Morgan Stanley $802,000 for overcharging clients
Morgan Stanley was penalized for failing to catch excess sales charges and fees from mutual fund transactions between 2015 to 2021.
Top InvestmentNews website search terms in 2022
Take a look at what was on InvestmentNews readers’ minds over the past 12 months.
Advisers anticipate retirement-planning flexibility SECURE 2.0 offers
On first glance at the comprehensive legislation, increasing the RMD age and boosting catch-up contributions are popular.
Rep monkeyed around with client information to sell more GPB: Finra
Using white out and other means, the rep doctored client financial information disclosure forms, according to Finra.
Kingswood recruits 15 financial advisers in fourth quarter
The additions bring 2022 total recruitment to 21 advisers who supervise more than $943 million in assets.
ETF pioneer Kathleen Moriarty dies at 69
She earned the nickname 'SPDR Woman' for her work on the SPDR S&P 500 ETF Trust, which State Street Corp. introduced in 1993.
An InvestmentNews salute to the ‘Notorious MBF’
InvestmentNews subscribers have been able to count on Mary Beth Franklin’s weekly column for intelligent and compassionate answers.
GWG bondholders tee up lawsuits against broker-dealers, executives
GWG was a 'classic Ponzi scheme,' according to a group representing investors.
UBS ushers in $220 million Wells Fargo rep
Garth Allan, who joins the firm in Newport Beach, California, delivers personalized investment planning and comprehensive wealth management advice.
5 secrets of savvy philanthropists
Here’s a look at strategies that today’s advisers are using to enhance the charitable giving of their clients and their foundations.
Accountability for inclusion ratchets up with JPMorgan critique, Knight Foundation report
Transparency isn't always clear, especially when critics take issue with the way companies calculate accountability.
Lawmakers include SECURE 2.0 in federal spending bill headed toward approval
The measure contains 92 retirement savings provisions — including increasing the RMD age, raising catch-up limits and expanding automatic enrollment — that give Republicans, Democrats and the financial industry plenty to love.
Stock pullback has more advisers diversifying away from asset-based fees
As account balances shrink in stride with the financial markets, RIAs are increasingly embracing flat-fee pricing.
Plenty of nontraded REIT liquidity to go around: Report
Meanwhile, 2022 has been another excellent year for sales of alternative investments, according to the report from Robert A. Stanger & Co.
A prescription for advisers seeking to heal doctors with retirement woes
Doctors invest significant time and money into their careers upfront, which means starting out with a huge debt load. Meanwhile, their earnings don’t reach full potential until much later in life.
Leading with intention, compassion creates a firm that attracts quality talent
When advisers are focused on the activities they enjoy, flexing their best skill set, they will win and be happy while doing it.
