Menninger & Associates Financial Planning, based in Norristown, Pennsylvania, will use the firm’s broker-dealer, RIA and custodial platforms.
Entire team at Atlanta-based Resource Planning Group will make the move to Mercer Advisors.
A more challenging M&A market triggers creative deal structures, more due diligence and selective buyers, according to panelists at the MarketCounsel Summit.
The Investment Adviser Association lobbied against what it called an 'overbroad' regulation for advisers whose business models don't create money-laundering risks.
As the U.S. braces for a recession, Morgan Stanley is reducing its global head count.
Miami-based Diagonal Investment Office will be led by sector veterans Rodolfo 'Rudy' Rake and Santiago Rey.
Bradley Goodbred now faces criminal charges of stealing money from an elderly client, in addition to civil charges from the SEC.
David B. Whitacre joins the firm in Chicago after a decade with the wirehouse.
The deal for Ann Arbor-based Vintage Financial Services expands Mercer's presence in Michigan.
The application, called ‘Opportunities,’ is intended to prompt adviser-client communication.
Nearly eight out of 10 millennials and Gen Xers whose parents or grandparents work with a financial adviser and who expect to receive an inheritance are likely to seek professional help managing their money once they have more of it.
ARC, based in Beverly Hills, California, provides compliance solutions for registered investment advisory firms.
Eight in 10 RIAs planned to hire in 2022, with firms looking to fill an average of six new roles over the next five years.
Durbin is going from president of Fidelity Institutional to a senior adviser role; he'll be succeeded as president by Vadim Zlotnikov.
The four Advisor Group firms sold investors GPB private placements but failed to tell them that GPB hadn't made required filings, including audited financial statements.
Wall Advisors was established in 1986 by H. Lee Wall, founding partner of affiliated CPA firm Wall Titus.
Financial House, a six-adviser group based in Centreville, Delaware, was established more than 30 years ago and is now in its second generation of owners.
A new study from Nationwide shows 43% of investors check their retirement account balances more than three times a week in response to market volatility.
A bear market and inflationary pressures may have many Americans feeling less wealthy lately, but not necessarily less generous.
The Senate and House bills will both die at the end of the year if they are not approved. It’s not clear whether sponsors will reintroduce them in January.
