Industry News

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NEWS RETIREMENT PLANNING APR 27, 2017
This generation is most susceptible to an IRS scam

Hint: It's not who you think.

By Bloomberg
NEWS INDUSTRY NEWS APR 27, 2017
Finra bars former UBS broker

Ronald Broadstone charged with misappropriating client funds

By Bloomberg
NEWS WIREHOUSES APR 27, 2017
Merrill Lynch veteran moves to Raymond James

Walter Stamper of Chattanooga, Tenn., managed $147 million

By InvestmentNews
NEWS RETIREMENT PLANNING APR 27, 2017
Death of the 'blind squirrel' 401(k) adviser greatly exaggerated

More than 200,000 inexperienced retirement plan advisers aren't going to exit the market overnight.

By Fred Barstein
NEWS INDUSTRY NEWS APR 27, 2017
Jailed former LPL rep faces SEC fraud charges

Ex-broker now accused of violating securities laws with fictitious investments

By InvestmentNews
NEWS RETIREMENT PLANNING APR 27, 2017
Why Social Security is becoming a better deal for the wealthy

It's not your imagination: The rich really are taking more from taxpayers.

By Bloomberg
NEWS REGULATION AND LEGISLATION APR 27, 2017
Industry groups tell Acosta to make extension of DOL fiduciary rule delay his first order of business

Senate approves Trump's nominee as DOL secretary, 60-38.

By Mark Schoeff Jr.
NEWS BROKER DEALERS APR 27, 2017
Raymond James CEO Paul Reilly talks taxes and the firm's earnings

Executive says the pass-through cut to 15% would be a boon to some advisers, but the rate is too low for corporations in terms of gaining bipartisan support and being revenue-neutral.

By Bruce Kelly
NEWS TAX APR 27, 2017
Doubling standard deduction could hurt philanthropic giving

Trump's tax plan could create a disincentive for Americans to give as much to charity, especially when adding in the estate tax repeal.

By Liz Skinner
NEWS BROKER DEALERS APR 26, 2017
No slow down in recruiting at Raymond James as advisers prepare for DOL fiduciary rule

The firm's independent broker-dealer is playing host to a possible record number of potential recruits at its annual meeting in Orlando, Fla., this week.

By Bruce Kelly
NEWS RETIREMENT PLANNING APR 26, 2017
Social Security: Later is better

New Fidelity survey shows more Americans plan to wait to claim benefits.

By Mary Beth Franklin
Encourage financial literacy by speaking to clients' emotional priorities
NEWS OPINION APR 26, 2017
Encourage financial literacy by speaking to clients' emotional priorities

Teaching fundamental financial skills is not difficult; it simply requires a shift in perspective.

By Dale Brown
NEWS RETIREMENT PLANNING APR 26, 2017
Retirement savings still a potential target in tax reform negotiations

Trump's proposal doesn't touch such deferrals, but stakeholders fear Congress will attempt to use 401(k) plans to offset tax cuts.

By Greg Iacurci
NEWS LIFE INSURANCE AND ANNUITIES APR 26, 2017
Finra issues complaint against broker for unsuitable variable annuity sales

Walter Marino allegedly profited from advising elderly clients to buy new contracts.

By InvestmentNews
NEWS RIAS APR 26, 2017
Trump's tax plan could be big win for RIAs

Capping pass-through entity taxes at 15% would help advisers and many of their clients.

By Jeff Benjamin
NEWS ALTERNATIVES APR 26, 2017
Understanding the components of investment return

By Colin Moore, Global Chief Investment Officer
NEWS MUTUAL FUNDS APR 26, 2017
Fixed-income investors: Do you know what you own?

By Colin J. Lundgren, Head of U.S. Fixed Income
NEWS EQUITIES APR 25, 2017
Stocks and bonds sending out divergent outlooks on economy

Equities are bullish on economic growth, while bonds take a more pessimistic view.

By Bloomberg
NEWS RETIREMENT PLANNING APR 25, 2017
Market downturns in first few years of retirement can thwart best-laid plans

Michael Kitces outlines three strategies to overcome sequence-of-return risk.

By Greg Iacurci
NEWS PRACTICE MANAGEMENT APR 25, 2017
Morgan Stanley snags national sales director Jeffrey Tucker from Merrill Lynch

Industry veteran will start at Morgan in the third quarter

By Jeff Benjamin