The world's largest cryptocurrency topped $34,000 just weeks after breaching $20,000 in December
Vanguard is on track to beat BlackRock in attracting ETF flows for the first time since 2013
Julie Ann Moskin and Retire Happy received fees for selling dubious securities, according to Massachusetts Secretary of the Commonwealth William Galvin
Guests at the RPA Convergence Broker-Dealer Roundtable and Thinktank say it might be a while before annuities are used in many plans.
Agency says advisers, brokers must apply ‘heightened scrutiny’ to sales of risky ETPs
The funds don't report their holdings daily, in an attempt to shield their strategies from front-running or replication by rivals
The conflicts of interest ranged from 12b-1 fees to cash sweep accounts to alternative investments
The settlement includes $4.4 million in restitutions to harmed customers over the sales of unsuitable VA, mutual fund and 529 products
Strong performance and low fees means the next leg of ETF growth might be just getting started
Vanguard Total Stock Market Index Fund includes both a mutual fund and an ETF
iShares Morningstar ETF suite will track Morningstar's new index family
The decision follows a similar one by Prudential Financial to stop selling variable annuities with living benefits, amid extremely low interest rates
Advisers don't like it when REIT valuations bounce all over the place
More than half of advisers say they expect to increase usage, according to a new survey by Broadridge Financial
Net flows for the asset manager slowed in 2020 as rivals continued to roll out similar products and amid the rise of robo advice and almost-free trades
While the majority of plans don't include such options, employers have become more receptive to financial wellness, according to new research
The Chair of the House Financial Services Committee also targeted rules surrounding opening up private markets
As more commission-free products come to market, RIA firms are beginning to provide insurance solutions to clients
Health care is the top financial concern, survey reveals; 32% worry about unemployment
New rules that made launches easier and the SEC's approval of nontransparent funds have inspired 14 new firms to enter the market this year
