Investing

Displaying 13499 results
Top 50 equity mutual funds, second quarter 2019
ALTERNATIVES JUL 20, 2019
Top 50 equity mutual funds, second quarter 2019

A closer look at the numbers.

By Ellie Zhu
Top 50 fixed-income ETFs, second quarter 2019
MUTUAL FUNDS JUL 20, 2019
Top 50 fixed-income ETFs, second quarter 2019

A closer look at the numbers.

By Ellie Zhu
Top 50 equity ETFs, second quarter 2019
ALTERNATIVES JUL 20, 2019
Top 50 equity ETFs, second quarter 2019

A closer look at the numbers.

By Ellie Zhu
Top 50 fixed-income mutual funds, second quarter 2019
MUTUAL FUNDS JUL 20, 2019
Top 50 fixed-income mutual funds, second quarter 2019

A closer look at the numbers.

By Ellie Zhu
Nick Schorsch returns to public view, this time to settle up with the SEC
ALTERNATIVES JUL 19, 2019
Nick Schorsch returns to public view, this time to settle up with the SEC

After keeping a low profile for past few years, one-time REIT czar re-emerges to face consequences for past wrongdoing.

By Bruce Kelly
Senate Republicans seek allowances for RIAs to manage pooled crowdfunding money
ALTERNATIVES JUL 19, 2019
Senate Republicans seek allowances for RIAs to manage pooled crowdfunding money

GOP lawmakers also ask SEC to increase number of investors who qualify to buy private placements.

By Mark Schoeff Jr.
Elizabeth Warren declares war on private equity 'vampires'
ALTERNATIVES JUL 18, 2019
Elizabeth Warren declares war on private equity 'vampires'

The presidential candidate proposes restricting PE firms' ability to pay themselves 'monitoring fees' and dividends, while limiting their ability to use tax breaks for the debt placed on companies they buy

By Bloomberg
AssetMark IPO seen as boon for financial services
RIAS JUL 18, 2019
AssetMark IPO seen as boon for financial services

Investors pounce, driving shares of the TAMP up 19% in first-day trading

By Jeff Benjamin
Fidelity, Dynasty back new tech-powered ESG asset manager
ESG JUL 18, 2019
Fidelity, Dynasty back new tech-powered ESG asset manager

Called Ethic, the technology platform allows advisers to analyze existing portfolios to help clients meet ESG goals.

By Ryan W. Neal
Finra reaches settlements with 56 firms for overcharging customers on mutual funds
MUTUAL FUNDS JUL 17, 2019
Finra reaches settlements with 56 firms for overcharging customers on mutual funds

Regulator obtained $89 million in restitution as a result of the crackdown.

By Mark Schoeff Jr.
Finra panel awards investors $1.16 million over sales of REITs, other complex products
ALTERNATIVES JUL 17, 2019
Finra panel awards investors $1.16 million over sales of REITs, other complex products

Berthel Fisher CEO says firm gives clients 'excellent service and good investment advice'

By Mark Schoeff Jr.
Stock investors make $6 billion bet on S&P 500 ETFs
EQUITIES JUL 16, 2019
Stock investors make $6 billion bet on S&P 500 ETFs

Big inflows last week show investors are 'all-in on equities,' analyst says.

By Bloomberg
Fidelity adds low-cost funds, stepping up fee war
MUTUAL FUNDS JUL 16, 2019
Fidelity adds low-cost funds, stepping up fee war

Asset manager says the new funds cost less than equivalent products at Vanguard.

By Bloomberg
Schorsch, AR Capital to pay $60 million to settle SEC charges
ALTERNATIVES JUL 16, 2019
Schorsch, AR Capital to pay $60 million to settle SEC charges

The former REIT czar and his firm wrongfully obtained millions linked to REIT mergers.

By Bruce Kelly
Critics concerned with pending second wave of SEC share-class crackdown
MUTUAL FUNDS JUL 16, 2019
Critics concerned with pending second wave of SEC share-class crackdown

Former SEC commissioner says agency is engaging in rulemaking by enforcement.

By Mark Schoeff Jr.
Advisers scramble to help retirees navigate looming Fed rate cut
RIAS JUL 15, 2019
Advisers scramble to help retirees navigate looming Fed rate cut

The Fed's first interest-rate cut in a decade has advisers warning against chasing the bait of risk over safety.

By Jeff Benjamin
ESG funds hitting their stride with record-level inflows
ESG JUL 12, 2019
ESG funds hitting their stride with record-level inflows

Advisers and investors take notice as more funds achieve three-year track records showing solid performance.

By Jeff Benjamin
Panic sales rekindle debate over ETF liquidity
ETFS JUL 12, 2019
Panic sales rekindle debate over ETF liquidity

While growing numbers of asset managers are using ETFs as cash equivalents, how easily can funds be turned into cash in a crunch?

By Bloomberg
Tiny ETF beats tech and everything else in second quarter
MUTUAL FUNDS JUL 12, 2019
Tiny ETF beats tech and everything else in second quarter

A $3.7 million fund focused on dry-bulk shipping outperformed all non-leveraged ETFs in the U.S.

By Bloomberg
Ariel Investments promotes Mellody Hobson to co-CEO
PRACTICE MANAGEMENT JUL 11, 2019
Ariel Investments promotes Mellody Hobson to co-CEO

Chicago-based asset manager becomes a role model for leadership diversity

By Jeff Benjamin