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Charlie Javice convicted of defrauding JPMorgan over deal
INDUSTRY NEWS MAR 28, 2025
Charlie Javice convicted of defrauding JPMorgan over deal

Trial raises questions about JPMorgan’s due diligence process.

By Bloomberg
To build a successful firm, you must invest in a healthy employee culture
OPINION MAR 28, 2025
To build a successful firm, you must invest in a healthy employee culture

Having an intentional culture strategy, driven by members of the team themselves, could pay dividends for morale, performance, and talent recruitment.

By Jim Dunlop
Which side of the Fed's dual mandate worries advisors more: Inflation or employment?
EQUITIES MAR 28, 2025
Which side of the Fed's dual mandate worries advisors more: Inflation or employment?

Recent economic data is forcing the Federal Reserve to choose between maximum employment and lower prices. Financial advisors weigh in on which threat most concerns them.

By Gregg Greenberg
Financial services enter recruiting playbook for college athletics
RIAS MAR 28, 2025
Financial services enter recruiting playbook for college athletics

March Madness brings tax season to the forefront for firms like WFA and Scout, which help college athletes manage their finances in the NIL era.

By Andrew Cohen
Motherhood has implications for women's financial well-being, EBRI suggests
RETIREMENT PLANNING MAR 28, 2025
Motherhood has implications for women's financial well-being, EBRI suggests

Analysis of census data reveals disparities in income, retirement assets, and homeownership between fathers, mothers, and unmarried women.

By Leo Almazora
Judge dismisses investor suit against Barclays over unregistered VXX securities
REGULATION AND LEGISLATION MAR 28, 2025
Judge dismisses investor suit against Barclays over unregistered VXX securities

Federal court stops action over unregistered securities claim.

By Matthew Sellers
Consumer sentiment plummets as tariff anxieties take hold
INDUSTRY NEWS MAR 28, 2025
Consumer sentiment plummets as tariff anxieties take hold

Long-term inflation expectations leap to 32-year high while fears of layoffs registers worst reading since 2020.

By Bloomberg
SEC begins onboarding DOGE staff, Reuters reports
INDUSTRY NEWS MAR 28, 2025
SEC begins onboarding DOGE staff, Reuters reports

The agency is establishing a liaison team to partner with the efficiency task force on requests for network, systems, and data access.

By Leo Almazora
Wealth Enhancement, Bluespring add new RIA partners
RIAS MAR 28, 2025
Wealth Enhancement, Bluespring add new RIA partners

The acquisitive firms' latest deals extend their presence with experienced teams in Texas and Wisconsin.

By Leo Almazora
Blackstone buyout fund closes years late, billions short of initial goals
ALTERNATIVES MAR 28, 2025
Blackstone buyout fund closes years late, billions short of initial goals

The alternative investment giant expects fundraising to wrap around the end of the month, effectively taking twice as long as peers that closed in the past year.

By Bloomberg
What Americans actually want in an advisory relationship
PRACTICE MANAGEMENT MAR 28, 2025
What Americans actually want in an advisory relationship

New research unpacks the top traits clients look for in an advisor, why some advice may leave people dissatisfied, and the factors that fuel trust.

By Leo Almazora
Add Commonwealth Financial – a blockbuster – to the list of potential LPL targets
RIAS MAR 28, 2025
Add Commonwealth Financial – a blockbuster – to the list of potential LPL targets

Chatter about LPL, a behemoth, buying Commonwealth Financial Network, a boutique, has been building all week.

By Bruce Kelly
Younger Americans are changing the dynamics of IRAs
INDUSTRY NEWS MAR 28, 2025
Younger Americans are changing the dynamics of IRAs

Millennials, Gen Zs are not following the preferences of older generations.

By Steve Randall
How does your schedule stack up against a typical advisor?
INDUSTRY NEWS MAR 28, 2025
How does your schedule stack up against a typical advisor?

Report reveals how advisors in RIAs, broker-dealers split their time.

By Steve Randall
Global stock selloff continues into a third day
INDUSTRY NEWS MAR 28, 2025
Global stock selloff continues into a third day

Tariffs are the focus as risk aversity intensifies.

By Bloomberg
Gold sets new record at $3,077 as trade war fears rise
INDUSTRY NEWS MAR 28, 2025
Gold sets new record at $3,077 as trade war fears rise

Havens are in demand as investors weigh likely impact of tariffs.

By Bloomberg
Why value stocks are beating growth stocks right now
INDUSTRY NEWS MAR 28, 2025
Why value stocks are beating growth stocks right now

Investor concerns have triggered the rotation, although 'the bar is low'.

By Bloomberg
Macro traders brace with just days until tariff day
INDUSTRY NEWS MAR 28, 2025
Macro traders brace with just days until tariff day

From New York to Hong Kong, risk reduction is the priority.

By Bloomberg
LPL adds $600M UBS team in Tennessee
BROKER DEALERS MAR 27, 2025
LPL adds $600M UBS team in Tennessee

The firm's latest additions, led by a second-generation financial advisor, are striking out via its Linsco employee advisor channel.

By Leo Almazora
eMoney supports focused financial planning with enhanced needs analysis
FINTECH MAR 27, 2025
eMoney supports focused financial planning with enhanced needs analysis

The Fidelity-owned fintech aims to help advisors connect with mass market and mass affluent prospects with single-goal conversations.

By Leo Almazora