Temple, Texas-based Cedarwood Financial Partners specializes in retirement planning services.
Rep. Ann Wagner, R-Mo., will lead the House Financial Service Subcommittee on Capital Markets, which oversees the SEC and works on policies related to investor protection and capital formation.
Plus Brad Weber gets Savvy, iCapital adds 100 to its tech team, and Richr launches an advisory service.
Advisors at Wells Fargo have been under a cloud since 2016, when the bank's fake-account scandal erupted.
The asset manager will make a minority investment in Human Interest, as well as leading a financing round to support the next phase of the company’s growth.
The wealth management franchise at Bank of America continued to perform well in 2022 despite the stock market sell-off.
NASAA's policy agenda asks lawmakers not to erode state oversight of unregistered securities in the effort to bolster capital formation, warning of potential investor harm.
But the two groups are almost evenly split on the outlook for inflation in the coming year, according to a study by Ubiquity.
Vancouver, Washington-based advisors Eric Fenton and Rodney Wangler founded their firm in 2001.
The industry absolutely loves these terms, but jargon obfuscates, intentionally or not, what the product actually does.
TrustCore marks Captrust's second acquisition in Nashville and the firm's 63rd deal since 2006.
Shareholder engagement, the energy transition and regulation will get a lot of attention.
Joseph Michael, who had worked at a JPMorgan bank branch in Michigan, has already persuaded about 32 clients to begin transferring their accounts, according to a complaint filed in court.
While a new DOL rule OKs considering ESG factors in selecting investments for 401(k)s, it may take more than that to get large employers to change their offerings.
The Patriot Financial Group, based in a suburb of Boston, works with 70 financial advisors who have $2.5 billion in client assets.
One-third of investors say shifting their money was done 'to simplify my finances,' according to a Hearts & Wallets survey, while 26% want 'to get more involved myself.'
The deal will enhance Cerity’s ‘workplace financial planning offering,’ according to a statement.
Direct indexing looks a lot like separately managed accounts, and SMAs may provide more control and flexibility for investors.
The funding fight could be bargaining chip at the center of upcoming debates over raising the debt ceiling and funding the federal government.
One way to think positively about the new year is to focus on the activities and actions you can control.
