Crypto bulls see the sell-off as a buying opportunity and distinguish the offshore platform from regulated funds and U.S.-based platforms.
Tim Truebenbach will open an office for the LPL Financial unit in Tacoma, Washington.
Chuck Fuller and Brian Carney, co-founders of Tulsa-based Bridgecreek, will join Hub Mid-America with their team.
The one-year drop in premiums does not offset the overall inflation in health care costs.
A roundup of the week's top fintech news, including crypto's collapse, Envestnet's custodian plans and SEI adding UMAs.
Regardless of whether you connect with clients in person or virtually, the fundamentals of establishing relationships and building trust remain the same.
But a former SEC official told the audience at the ComplyConnect conference in Austin not to expect the agency to be lenient in initial exams.
Martin A. Ruiz took $8 million of client money and spent the vast majority of the funds on personal expenses.
Savvy isn’t a consumer-facing robo-adviser or a wealth fintech building tech for other RIAs; instead, it's a fairly classic RIA with proprietary technology built entirely in-house.
Known as the '3% investment policy,' the rule acted as a modest — if nagging — monthly charge on the revenue advisers generated.
The training will help advisers improve their marketing, as well as teaching them to develop video content and launch podcasts and events.
A push to restore and expand a tax break for investment advice and other issues affecting advisers is likely to be stalled by gridlock.
Consider skipping the classic fruit basket, and think of new, memorable ways to wow clients this holiday season.
Adrian John of Seattle, who managed $200 million, is affiliating with the firm's independent adviser channel.
There's increasing interest in employing annuities in retirement plans, but plan sponsors need to review the products carefully.
Last year, the firm acquired Viridian Advisors, which specializes in comprehensive financial planning and tax planning.
A new study shows 3 in 10 adults made changes to their investment portfolio in the past six months due to market volatility, with 37% of those investors increasing their cash allocations.
Richard Best tells an audience of compliance professionals that online attacks pose a threat to firms of all sizes.
66% of millennials would be more likely to contribute to their workplace retirement plan for the first time or increase their contribution if they knew their investments were doing social good.
If advisers don't set expectations when they first meet with clients, clients will create their own, and odds are they'll be disappointed.
