Although it lost nearly 16% in 2022, the 60/40 balanced portfolio has managed to deliver normal returns on average over longer time periods.
While some advisors choose to sell their practices and retire, others wish to remain for a specific time and work for the new owners.
Morgan Stanley at Work's third annual survey showed 66% of employees have reduced contributions to retirement accounts, up from 62% last year, particularly to 401(k) plans, long-term savings, and emergency and short-term savings.
The case, which is seeking class status, also names Fidelity and Financial Engines as defendants.
Newport, Kentucky-based Hoff Bujnoch & Associates is led by Digger Bujnoch and oversees $150 million in client assets.
The multicustodial open architecture platform promises to connect the various applications advisors use to service clients.
BondGPT, which uses OpenAI technology to help power its bond analytics, will help traders find more liquid bonds at a better price.
At the end of April, The Retirement Planning Group had 14 advisors and 40 employees.
The legislation mandates that the SEC think beyond current income and wealth thresholds to define the sophisticated investors who are qualified to buy private securities.
Regulator’s suit comes day after the agency sued crypto platform Binance for a wider set of violations.
Both CellTrust and ionLake provide compliant text messaging and archiving for advisors. CellTrust accused ionLake of violating its patents, but the jury disagreed.
The independent broker-dealer is developing different channel strategies as part of its rebranding, and RIAs are a big part of that.
The lawsuit seeks $150 million in damages from the radio host over ads for a timeshare exit business that listeners say failed to extricate them from timeshare contracts.
The agency has for months been probing whether Binance illegally sold digital coins as the exchange was getting off the ground in 2017.
Miami-based Eva Marina Ovejero has more than two decades of experience.
Amy Lawrence is launching Gorilla Investments Co. in Miami.
While the rules for claiming Social Security will get a bit simpler starting in 2024, clients will continue to need advice on the best time to claim benefits.
Richard Ina will open an office for the firm in the Nashville, Tennessee, area.
When it comes to retirement planning, the idea of crunch time takes on an entirely different meaning.
Park Avenue Securities fell short in its supervision of a rep who helped operate a cannabis business, the regulator says.
