GOP members of an appropriations subcommittee argue against the agency's request for an increase in its funding.
Internal lawyers attended plan committee meetings at 49% of companies in 2022, up from 11% in 2017, and external counsel attended meetings at 36%, up from 21%.
According to the latest report from Schwab Advisor Services, RIAs need to jump on the growth train in order to keep pace.
While stock and bond allocations hurt the performance of TDFs last year, fees declined and assets flowed to collective investment trusts, Morningstar found.
If financial advisors don't seek the firm's approval, they risk running afoul of securities regulators, Cetera said.
The legislation provides new credits and incentives that cover a significant portion of the cost of setting up a retirement plan, while also providing access to new 401(k) solutions.
Finra arbitrators ruled on the estate's claim that Morgan Stanley ignored rules laid out by a court for how funds in the estate were to be handled.
The addition of breakaway Ensign Wealth Partners, a $500 million RIA, pushes Steward's total custodial assets on the Pershing platform to more than $1 billion.
Kemp Cunningham, with $125 million in assets, will operate as Emerald River Wealth Management in Granger.
Ermotti, who previously served as UBS' CEO for nine years, is familiar with UBS and the Swiss financial landscape, qualities seen as critical for the integration.
The agency's examinations found programs weren't tailored to business models and were inadequately funded.
The San Francisco-based Marchetti Porter Wealth Partners jumped ship over the weekend.
Some advisors are happy with the status quo, while others dislike the challenge of finding new clients.
Once approved by the court, it is expected to benefit more than 64,000 people covered by the Coca-Cola retirement plan since February 2015.
New York-based Steven M. Rozencwaig will join the firm’s Manhattan office.
The commissioner characterizes SEC Chair Gensler's agenda as seeking dramatic regulatory change over 'huge swaths of the market,' while his predecessor, Jay Clayton, was more incremental.
Marder succeeds Lori Lucas, who retired at the end of 2022 after joining EBRI as president and CEO.
After last year's Supreme Court decision overturning Roe v. Wade, more companies face votes on reproductive health care.
James Andrus had been at the pension system since 2014 and most recently served as its interim managing investment director for sustainable investing.
Park will lead the company's US retirement plan and record-keeping unit, overseeing all aspects of the business.
