This month’s highlights include Savvy Wealth’s $11 million funding round to enter the realm of tech-enabled RIAs, along with DPL Partners’ new adviser-matching solution and InvestCloud’s Advisor Connect solution.
A PSCA study shows plan participant and employer contribution rates in 2021 combined to produce an average savings rate of 13.9% of pay, an all-time high.
The money pouring into digital assets has attracted the attention of criminals.
But they need to be aware of stepped-up regulatory scrutiny of complex products, an expert tells advisers at the Financial Planning Association annual conference.
Advisers need to create an ‘ideal client’ description, grade their clients and eliminate those who aren't the right fit.
Gautam Arora allegedly defrauded four victims out of $100,000 to secure investments that didn't exist.
Trovata will host the Morgan Money corporate investing and trading solutions.
With the outlook improving for stocks and bonds next year, the percentage of a nest egg that retirees can safely start withdrawing from savings has increased to 3.8% from 3.3% in 2021, according to a Morningstar report.
Howard Kaplan is affiliating through indie Riegel Financial in Ohio.
The panel will conduct the first comprehensive assessment of the education, examination, experience and continuing education requirements related to the CFP mark.
The new annuity functionality will help advisers using Morningstar's workstations manage annuity transactions for their clients.
Chief Executive Officer David Solomon has said he’s dialing back the firm’s ambitions for consumer banking.
Bankman-Fried, who was arrested Monday in the Bahamas, also concealed risks and FTX's relationship with his trading firm, Alameda Research, the agency says.
Jessica Goedtel is building an advisory practice where people who earn a living via online platforms like OnlyFans feel welcome.
Sovereign Wealth Advisors has been providing wealth management and financial guidance across the Pacific Northwest for more than 30 years.
The organization representing financial planners wants to obtain legal recognition of the profession, a process that could involve a long, winding road through state and federal legislatures.
The new year presents an opportunity for advisers to encourage clients to focus on key retirement priorities.
The president of the Morgan Stanley Foundation says the current uncertain economic environment is a challenge for many individuals and families, and of course for nonprofits as well.
Seizing the opportunity for deferring taxes is worth a little advance strategizing. Learn what it takes to make this tactic work for your clients.
Additionally, BNY Mellon invests in a fixed-income fintech and Broadridge partners with IntraFi on securities-backed lending.
