The Senate and House bills will both die at the end of the year if they are not approved. It’s not clear whether sponsors will reintroduce them in January.
A bear market and inflationary pressures may have many Americans feeling less wealthy lately, but not necessarily less generous.
Parametric’s director of investment strategy, Natalie Miller, explains why advisers need to pay attention to this all year, especially in these market conditions, and the role direct indexing can play in executing it efficiently.
An investor alleges the firm made unauthorized trades. The Finra arbitration decision comes as the regulator is conducting an exam sweep on options.
Despite lukewarm adoption by financial advisers, the financial services industry is committed to leveraging this crucial channel to get direct indexing in front of more investors.
The team will open North Carolina offices in Winston-Salem and Greensboro.
Its acquisition of Waltham-based Northface Capital Holdings is part of the firm's succession plan.
The asset manager wasn’t aware of the decision until reading about it in a statement from Florida Chief Financial Officer Jimmy Patronis.
The groups that Hassan will take responsibility for were previously part of the global wealth-management operation.
There are many ways financial advisers can protect elderly clients from financial abuse. The first trick is to spot it.
Ginsburg Financial Advisors, founded in 1981, is based in Oakland, California.
The addition of the ultra-high-net-worth multifamily office pushes Mercer's assets near $40 billion.
In the wake of the devastation caused by Hurricane Ian, future retirees ought to factor 'Florida risk' into their retirement decision-making.
It can be hard to keep direct-index portfolios from 'drifting' from their benchmark index as stocks are swapped in and out.
BlackRock was among the financial firms stung by the bankruptcy of the crypto exchange, having invested roughly $24 million in FTX through a fund of funds.
Dana Vietor of Independence, Iowa, had solicited investments to buy a building in Dallas to house cancer treatment and other equipment.
The new report cites 24 areas of focus for Catholic-values investing, some of which overlap with ESG investing.
The accounts are to be used in retirement plans, and Stadion Money Management will serve as the program's fiduciary.
Chairman Colm Kelleher said the bank has been slow to identify cross-selling opportunities to wealth management clients.
Even if you have no plans to sell, taking these steps will mean you're running a better business.
