JTL Wealth Partners, based in Plano, Texas, has national ambitions
Such a deal would create one of Europe's largest banks at a point when the industry is under pressure to consolidate
How half a year of quarantine has affected the financial services industry
We welcome submissions for InvestmentNews' 2021 Icons and Innovators Awards
Wholesale tech adoption comes with pitfalls
Six months into the forced work-from-home experiment, traditional office space is becoming less relevant
Taking testimony, conducting depositions and hearings remotely gains acceptance
Stress, employment concerns and market jitters have clients asking whether they are in good shape to stop working
Working from home during COVID-19 might not qualify for a tax break
The pandemic creates cracks in how firms oversee advisers’ communications with clients
The five-person Moore Group will join the firm’s office in Dallas
Remote oversight is starting to change the concept of supervision
Capital Financial Services is shutting down, leaving clients on the hook
The growing appeal of ESG investing leaves financial advisers shouldering a new level of due diligence
The new order applies to managing directors and executive directors who oversee subordinates
SEC complaint charged Steven Rodemer with stealing funds from elderly client
The six-part online series is co-sponsored by the American Heart Association and qualifies for six continuing education credits
No matter who wins, advisers note that markets usually go up
Kim Diane Butler breached fiduciary duty by receiving $300,000 in commissions on the sales
The pandemic has shifted plan sponsors' priorities, according to a survey from T. Rowe Price
