Some customers had a hard time accessing the mutual fund firm's website as stocks plunged.
It's the largest annual cost-of-living increase in benefits since 2012.
Former CEOs of eMoney Advisors and Lincoln Financial Network among those replaced with those having ties to the new private equity owner.
SEC chairman says quarterly reporting isn't likely to change
Advisor Group broker-dealer picks up Questar Capital from Allianz.
The company settled a similar self-dealing lawsuit four years ago for $12 million.
Regulator's fines surged to $2.59 billion in the six months ended in September, up from $9.8 million in the first half
But NASAA said among cases brought against registered entities, the number of investment adviser cases 'significantly outnumbered' broker-dealer cases for the first time.
Broker allegedly manipulated a client account to maintain his status for working with international clients.
Company follows in the footsteps of discount brokerages like Charles Schwab and TD Ameritrade that leveraged retail brokerage platforms 30 years ago.
Finra bars Thomas A. Davis, who worked in Hilton Head Island, S.C., for Wells Fargo Bank.
Foundational Planning will be rolled out in January to help advisers create plans for clients with less complex financial needs.
Colorado firm JBA Wealth Management moves to LPL.
Addition of three veteran advisers brings Baird's 2018 recruiting count to 40.
State poised to jump to lead in resisting forthcoming SEC advice rule.
Two planners had a role in arranging a business owner's insurance policy, and one is not happy with how the compensation was handled.
Wealth management unit to use machine learning to help with trade recommendations for clients.
Appointment of Bryan Hodgens is second shake-up in a year at the retirement unit.
Paige Pierce of Larimer Capital Corp. has been leading the effort to pass the Small Business Audit Correction Act.
AARP study finds that Americans are split on why they continue to work.
