Displaying 9006 results
All it takes is a vision
The CEO and publisher of InvestmentNews bids farewell after 21 years.
Investing tips from the wealthiest family on earth
Internal Revenue Service filings detail the investments of 21 trusts set up by the estates of Sam Walton, his widow Helen and son John.
Volatility reignites debate about market timing
Advisers shrug off the threat of an imminent recession
New SEC videos aim to help investors identify brokers vs. investment advisers
Videos criticized for glossing over details of business models, conflicts.
What RIAs should learn from Uber and Lyft
Most RIA owners are obsessed with growing top-line revenue at all costs, with little thought to the bottom-line profitability of each additional dollar of AUM
Defining the standard for data stewardship
As more data becomes digitally available, the risk of it being stolen and put to work for nefarious purposes rises as well.
Take a break! 5 simple summer pleasures
Too much work with no play makes us boring. Here are some ways to recharge
Cetera Financial Group adds 1,000 advisers, $19 billion in assets so far in 2019
The broker-dealer network is adding both new and experienced advisers
As wealth management firms try to hold onto assets, they don’t always get what they pay for
Firms pay retiring brokers for their clients' assets, but clients often take their business elsewhere.
The fight over who owns the client comes to RIAs
Mercer Global Advisors sues adviser who jumped to a competitor.
The SECURE Act could mean big changes for advisers
If the legislation passes, advisers would have more opportunities to offer lifetime income options to plan sponsors and participants.
Revenue multiples don’t tell the story of your firm’s value
When it's done correctly, valuation can provide sobering insights about the source of your success and obstacles to your future growth.
How to help clients avoid information overload
With so much financial data and information circling clients, teaching them what questions to ask is key to literacy.
What advisers can learn from the industry’s early AI leaders
Deloitte report finds frontrunners think very differently about the use of artificial intelligence.
Helping clients manage volatility for the long run
Five ways to help your clients feel more confident about their plans and make the most of their time in the market.
Dually registered advisers found to have conflicts and higher fees
Academic paper says many 'fall short of the spirit of the fiduciary standard.'
Finra widens window on exam cycle for some small firms
Those with clean records to be reviewed every four years, board member says.
Succession planning where the adviser keeps working?
'Sell and stay' is a strategy that can help advisers focus on what they care most about doing in later years.
New DOL advice rule must factor in reality of aging investors
More than any other client segment, older people rely on advisers to be their honest guide
Time to shift your hiring goal from ‘culture-fit’ to ‘culture-add’
As a firm owner or decision-maker, you have the power to make an impact on this profession.
