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What recent Google and Salesforce acquisitions mean for the future of advice
For data to have an impact in financial services, it has to be analyzed by someone who knows the industry.
Is your firm using the technology you need to succeed?
Here are some telltale signs that you may be due for a tech upgrade.
Understanding your digital strategy is the first step to dominating online
Advisers have different options for marketing themselves online, and those options can be tailored to meet their unique goals
Super OSJ or small firm? What small and midsize practices should consider
Some practices will seek operational assistance by joining a super-OSJ network, while others will partner with a smaller firm that may be able to offer them more personalized service.
Orion bringing HSA data to portfolio management dashboard
Fintech wants to help satisfy a growing adviser demand to offer HSAs to clients.
Capital One data hack puts financial advisers on high alert
With 100 million consumers at risk, advisers are reminding clients to follow basic cybersecurity practices.
New twist on private equity in RIA space: Silent minority ownership
Upstart Kudu Investment Management acquires piece of a second advisory firm.
CFP Board omits thousands of regulatory, criminal problems of its certificants on consumer site: WSJ
Board to react Tuesday to article analyzing 72,000 CFP profiles on LetsMakeAPlan.org.
Two of the most widely-used adviser fintechs you’ve never heard of
While not as flashy as robo-advice or financial planning, forms automation vendors count most of the broker-dealers as their customers.
Advisers view diversity efforts as a complex, heavy lift
Survey of InvestmentNews readers shows they see upside of diversity but have limited motivation to address it.
Advisory firm founder carries half his clients’ fees into retirement
Mohr Financial Group's unique succession plan relies on the dedication of the next generation of advisers to keep clients happy.
Vendors need to be held to a higher standard on privacy
Advisory firms should perform due diligence on how all their providers safeguard clients' personal information, including custodians, software and back-office services.
Young adviser’s focus on ‘joy, security, confidence’ resonates with millennials
Sophia Bera says financial planning industry needs more practitioners who can connect with younger, less wealthy customers
TD Ameritrade CEO Tim Hockey says his exit is unrelated to M&A
He brushes off a question about whether his departure has to do with a potential deal with ETrade.
UBS loses 248 advisers in the Americas over past year
Meanwhile adviser annual productivity reaches new peak of $1.35 million.
5 ways to achieve healthy innovation as an adviser
Firms should take steps now to intentionally create a culture of innovation
Self-reliance is essential, but it could be your downfall
Many people never make the transition from self-reliant individual to being a delegator, working with a partner or being a member of a team — traits that are necessary to grow a practice.
Morgan Stanley launches ‘digital vault’ platform for clients
Using cloud-based technology from Box, clients can share wills, estate plans with advisers.
Financial advisers shouldn’t have to stress over health insurance
Professional employer organizations give independent advisory firms a way to gain quality coverage.
TD Ameritrade CEO Tim Hockey resigning
The company's board is searching for a successor.
