The new head of the $2 billion Los Angeles-based registered investment advisory firm is just 27.
John and Evan McCoy run Integrity Financial Services in Lancaster, Pennsylvania, and were previously affiliated with Securities America
Financial professionals holding the certified financial planner designation hit an all-time high in 2020. The number of women with CFPs increased by 3.1%, to 20,633, and the number of Black and Hispanic CFPs rose to a total of 3,688, a 12.6% increase over 2019. Blacks and Hispanics still represent just a fraction of CFPs.
After a tumultuous start to the year, a focus on what makes us happy can help us push through
Investment advice may take back seat to financial wellness as advisers' clients worry about the state of the economy and the prospect of losing their job
Advisers and analysts also cautioned investors and clients not to confuse ugly, divisive political action like riots with what’s happening in the broad stock market, which has been on a record run since March and the advent of COVID-19.
The online trading platform’s popularity has skyrocketed over the last several months, but its fast growth has also generated increased regulatory scrutiny
Firm veteran Mandell Crawley takes new job; Elizabeth Dennis will succeed him as head of private wealth management
Dale Kramer opens an indie shop, Kramer Wealth Strategies, in upstate New York
Given all that happened last year, many advisers are coming up with different metrics for success in 2021
The former executive at TD Ameritrade will lead the planning group this year
There's nothing worse than workaholic leaders gumming up the works because they won’t delegate
Six-adviser FDR Financial has offices in Boca Raton and Hollywood
Four years ago, a financial adviser got a call from a prospect who did not want to disclose any information over the phone. At the in-person meeting, the woman and her husband told the adviser that she had won a $1.2 million jackpot.
Foursome creates Campbell Johnson McGiboney Wealth Advisors in Franklin, Tennessee
The sanction addressed failures to maintain proper oversight of advisers, which included a Ponzi scheme, according to the regulator
When thinking about your firm’s strategy, consider where you stand on the 4 Ps — personalization, purpose, private markets and portfolio construction
Starting a new job amid a pandemic, I’ve had to rethink how to thrive, virtually, with technology as my trusty tool to succeed
For advisers who want to serve more clients without sacrificing their client experience, automation is critical
The strategy is seen as an opportunity to help train younger advisers and prospect for wealth management clients.
