Fox Financial Planning Network, CEO and Founder
Charles Schwab, Vice President, Digital Advice and Innovation
MarketCounsel, Founder, President & CEO
Ritholtz Wealth Management, Founder, Chair and Chief Investment Officer
Richard Pakes starts CVG Wealth Management in Santa Barbara, California
New regulations and the changing technological and media landscape raise many vexing and interrelated questions for advisers, their firms and the investing public.
Firm head and former Trump economic adviser share ‘love of free markets’
A group with seven advisers in West Virginia and a solo adviser in Ohio switch affiliations.
Foran Financial Group of Somerville, New Jersey, is rejoining the independent broker-dealer after spending six years at Raymond James.
The private asset management firm, Ariel Alternatives, aims to build certified minority enterprises that can supply Fortune 500 companies.
Amy Cooper was fired last year after accusing a Black man in Central Park with threatening her. The charges were dropped after she completed court-sanctioned therapy sessions about racial bias, according to Bloomberg News.
Member firms and trade associations representing them told Finra their pandemic experience has shown that supervisors don’t need to look over the shoulders of registered reps physically to ensure they’re following the rules.
Freezing temperatures and power outages have affected much of the country. The deadly winter weather is testing the limits of creativity as advisers fight to serve clients and stay warm.
The WillowPointe Group, a two-adviser, five-person team, joins in Cookeville, Tennessee.
Technology is often one of the most noticeable areas in need of support — especially when compared to other retail or consumer channels, and specifically in terms of mobile apps.
Why a 64-year-old RIA doesn't worry about building scale and has no plans to retire, even though he could fetch about $5 million for his firm in today’s white-hot market.
