The firm announced a $210 million effort to help minority families refinance mortgages.
Automated Document Bundling detects, enriches and batches new-account documents.
The bank's wealth management group, a destination for wirehouse brokers for the past decade, has recruited three teams so far in 2022.
Keystone's team-based approach is described as having sealed the deal; the firm's 29 employees include advisers, attorneys and CPAs.
The 23-year-old management software company is moving its headquarters to Berwyn, Pennsylvania, while offering employees 'maximum flexibility.'
The bank approved Black homeowners seeking to refinance mortgages in the pandemic at a far lower rate than white ones.
Here are 5 steps that need to be considered when making potential clients an offer they can't refuse.
Women's emotional and social competencies are essential for financial advisers, who often have to have tough conversations with clients and handle delicate situations.
The agency said Boca Raton, Florida-based National Securities deceived investors in December 2017 and January 2018 about the price of shares in the private placement offering.
Digital tokens like Bitcoin and Ethereum are classified as property by the Internal Revenue Service and taxed like stocks and bonds.
The company says it is taking 'a further step forward in sustainability leadership.'
President Joe Biden plans to nominate Jaime Lizarraga, a senior adviser to House Speaker Nancy Pelosi, and Mark Uyeda, who has spent a chunk of his career at the SEC.
The broker, Marianne O'Shee Smith, a 34-year veteran of the securities industry, used $45,100 she had received from three customers, all senior citizens.
Black Americans increasingly turn to newer types of assets, like cryptocurrency, that are less likely to be associated with structural discrimination, according to a study from Ariel and Schwab.
While the financial planning industry clings to the more lucrative asset-based fee model, a steady push toward flat fees is gaining steam.
InvestmentNews is proud to present our fifth annual Excellence in Diversity, Equity and Inclusion Award individual winners and firm finalists. The 15 individuals and 15 firms are superstars when it comes to boosting awareness of the need and the importance of creating a more diverse financial advice profession.
As Brown Capital Management has grown, founder Eddie Brown has also seen his appreciation for being able to 'pay it forward' grow as well.
Here are 5 steps financial advisers can take to promote diversity, inclusion and belonging.
J.P. Morgan hired Boaz Lahovitsky from Vanguard in 2020 to oversee the call center and video conferencing program.
Proposed legislation in Kentucky that would tax services including financial planning and investment management could significantly harm the way Kentuckians save and plan for retirement.
