Firms that use a third party that actively allocates investments to the point of market timing can see tremendous attrition when their returns are negative and not aligned with the market.
Clients must be reminded to focus on what’s important — staying the course for the long haul, avoiding emotional decisions and maintaining long-term plans through portfolio rebalancing.
People who work with an advisor have significantly higher levels of confidence across a range of areas, and those areas extend beyond the financial realm.
Emlen Miles-Mattingly of Gen Next Wealth knows financial planning is as much about values and relationships as it is about numbers and strategies.
The investment vehicle continues on the road to becoming a widely accepted and trusted core portfolio building block.
Thomas Kopelman believes in the power of social media to allow advisors to connect with clients genuinely seeking financial guidance.
Industry insiders explain the transformation from a time when investment selection was king to a more complicated era for clients, who want their lives to have meaning, purpose and legacy.
The disparity in fortunes between the leaders and those at the coalface is striking.
There's often a tax element in retirement planning that can be tricky for advisors, sending them for input from a CPA.
A focus on Vanguard led to a long-running independent newsletter and then a successful RIA.
The setup can result in larger firms offering customers better transaction prices than smaller ones, SEC Chair Gary Gensler said.
The planning, investing and discipline that financial advisors provide can dramatically affect a family’s choices for generations to come.
Firm launches Independence Hub to help educate those advisors making the transition to independence.
The federal regulation governing telephone marketing also covers texting, and now many states have put in place their own versions of the regulation, with different terms and definitions.
'What they’re seeing is a need for increased disclosures and transparency to the investors,' a compliance expert says.
Financial advisors labor against an industrywide reputation that’s as poor as that of the legal profession, which means that far too many people who could use our help don't trust us.
There's a disconnect between what what clients are looking for and what advisory firms are providing, according to a Herbers & Co. study.
This month’s highlights include Altruist’s elimination of its monthly fee, Holistiplan’s investment from Lead Edge Capital, and FMG Suite’s acquisition of MyRepChat.
The co-founder of Mission Wealth shares ways to develop relationships with clients and colleagues at Advisor Insights Lab.
Bruce Ensrud of Parable Wealth talks about his firm’s growth, aspirations ahead of the Advisor Insights Lab.
