Just 31% of the bank's shareholders supported the pay packages for CEO Dimon and other company executives.
Firms should be watching out for employees chatting on WhatsApp, as well as brokers in need of heightened supervision and complex products being sold to retail customers.
A California law requiring that publicly held companies have a minimum number of women on their boards was struck down on May 13.
The pace of industry recruiting has remained lower since the onset of the pandemic and the work-from-home policies and travel restrictions that followed.
The program offers independent branch owners turnkey administrative support from experienced branch associates.
The summer’s generally overcast economic and market climate probably presents the greatest challenge for many advisers and their clients.
Deborah Ng will lead and accelerate the firm’s ESG and sustainability-related initiatives.
This month’s #AdviserTech roundup looks at Orion’s acquisition of Redtail CRM, Advyzon’s launch of its Quantum Rebalancer, RightCapital’s new one-page Financial Plan Snapshot and Vanguard’s partnering with American Express.
Now is the time to make sure you are delivering true adviser value, and that your clients understand what that is.
After 35 years in the industry, Hays is retiring. He'll be replaced by Sol Gindi, who will also head the Wealth & Investment Management client relationship group.
Clients of Fidelity Institutional will get a discount on the cost of DACFP's Blockchain and Digital Assets certificate program.
Lifetime Achievement Award winner Eddie Brown recalled starting at T. Rowe Price in 1973 as the stock market went 'straight downhill.' Compared to that, the current market is 'a piece of cake,' he said.
Speaking at InvestmentNews' 2022 Diversity, Equity & Inclusion Awards, Elliott talked about her journey through the wealth management industry as a Black woman.
New clients are both the key to growth and to insulating a firm's revenues against a declining market.
The Financial Planning Association's four-hour course is intended to help advisers assist families with education decisions.
How should firms organize, develop and manage their operations to ensure continued success as they grow?
Women are underrepresented in the advice industry, but at some independent broker-dealers, they make up a significant portion of the producing reps.
Less than half of advisers are keeping track of how many of their prospects become paid clients.
Dimple Shah is named executive vice president of corporate strategy and Iryna Northrip becomes chief compliance officer for investment advisory.
A Finra arbitration panel ordered UBS to pay the clients $2.9 million in compensatory damages and $966,000 in attorneys' fees.
