Finra bars ex-Morgan Stanley broker for refusing to hand over requested documents
Michael Barry Carter refused to furnish documents and information around his alleged theft of client money.
Finra barred a former Morgan Stanley broker from the brokerage industry for refusing to furnish documents and information around his alleged theft of client money.
Morgan Stanley had fired the broker, Michael Barry Carter, July 30 for allegedly misappropriating client funds, according to his Broker
Learn more about reprints and licensing for this article.
