Finra board approves remote-inspection proposals, sends them to SEC
Finra didn't provide details about the rules, which will be made public when they're submitted to the Securities and Exchange Commission.
The Finra board approved regulatory proposals that could enable brokerages to conduct remote inspections of branch offices beyond December.
Since the pandemic began, the Financial Industry Regulatory Authority Inc. has implemented temporary rules to allow remote supervision because brokerage pers
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