Finra fines rep for borrowing $150,000 from 90-year-old customer
Kerry Wills also accepted $19,500 in luxury travel gifts he didn’t disclose
The Financial Industry Regulatory Authority Inc. has imposed a $10,000 fine on Kerry Wills, a registered representative with First Western Securities in Manhattan Beach, Calif., for borrowing $150,000 from a 90-year-old client.
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