Finra proposes $100 annual fee to ensure industry reentry
A recent Financial Industry Regulatory Authority Inc. rule change gives reps five years to return without having to retake qualifying exams.
Registered representatives who leave the financial industry and want to return without taking a qualification exam would have to pay an annual fee under a proposal the Finra board recently approved.
Under a recent Financial Industry Regulatory Authority Inc. rule change, reps who terminate their
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