GAO recommends SEC tighten oversight of Finra
The Government Accountability Office's report analyzed 69 SEC reviews of Finra since fiscal 2018.
The Government Accountability Office is recommending that the Securities and Exchange Commission tighten its oversight of Finra.
In a report released Wednesday, the GAO examined SEC reviews of the Financial Industry Regulatory Authority Inc. from fiscal 2018 through 2020 in areas such as governan
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