The latest challenge to advisory fee models based on client assets is carving out a niche between robos and traditional financial planning.
The co-founder of the quant giant is in fighting spirits after the strategy of buying cheap equities notched its best quarterly outperformance in 20 years.
Meanwhile, Massachusetts amended its December complaint against the online brokerage seeking to revoke its registration in the state.
After adapting on the fly last year, financial advisers are embracing virtual internships as a more efficient way to train and recruit talent.
The three-adviser Marshall & Whatley Investment Group is based in Harrisonburg, Virginia.
Last year, there was a 27% uptick in the number of cases advisers working with the Foundation for Financial Planning reported.
Peter Vacheron and the team at IBG Financial Partners in Foxborough, Massachusetts, will join Hub’s retirement unit.
While assets increased, adviser head count at the thundering herd dipped. The company is looking to expand in key markets like San Francisco, Florida and another half-dozen locales.
Advisers can utilize cutting-edge financial planning tools to help ease clients' concerns by showing them how they can save to cover medical expenses during retirement.
Retail investors on the Marcus platform should not expect any crypto offerings alongside basic banking services, said CEO David Solomon during the bank’s first quarter earnings call.
Mill Road Capital is applying a 'progressive private equity' strategy in its latest fund.
The decline is expected to continue over the next six months as the bank closes its international wealth management business. The embattled bank recently revised how it tallies its adviser head count total and this year began including about 800 to 900 private bankers and portfolio managers.
Kip Adams and his team in Fort Worth, Texas, serve as the retirement and private wealth leaders for Gus Bates Insurance & Investments.
Lisa Quadrini moves to Brandywine Oak Private Wealth in suburban Philadelphia.
Unloading the business could bring in more than $2 billion, as CEO Charles Lowrey executes a three-year strategy to transform the business.
The pandemic has driven substantial divergence between innovative health care companies and those that have lost market share because of failing to address demands created by the spread of the virus.
In a set of frequently asked questions, the agency said a recommendation to rollover retirement funds from a company plan to an individual retirement account can be part of an ongoing client-adviser relationship and trigger a fiduciary standard of care.
The woman, who used some of the money to buy a house and an SUV, was arrested earlier this week.
Luma aims to get a broader set of advisers to engage with annuities with access to the Cannex database and annuity-focused tools.
Shone Wealth Management, based in Walnut Creek, California, serves about 300 client households.
