RIA News

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JPMorgan analyst highlights risks of Trump criticism in 'Redacted' report
RIA NEWS APR 10, 2025
JPMorgan analyst highlights risks of Trump criticism in 'Redacted' report

Well-respected senior analyst's loud silence in a commentary on tariffs reflects broader climate of preemptive caution permeating Wall Street.

By Bloomberg
Schwab, State Street unveil new retail private-market offerings
RETIREMENT PLANNING APR 10, 2025
Schwab, State Street unveil new retail private-market offerings

The trend to democratize alternative investments is heating up with a new high-net-worth offering from Schwab and State Street's latest twist on target-date funds.

By Leo Almazora
March inflation posts surprise slowdown before tariffs hit
RIA NEWS APR 10, 2025
March inflation posts surprise slowdown before tariffs hit

The latest CPI reading, showing the first decrease in nearly five years, adds to the uncertainty keeping Fed officials in wait-and-see mode.

By Bloomberg
Atria Wealth founders to leave LPL Financial 14 months after acquisition
INDEPENDENT BROKER DEALERS APR 10, 2025
Atria Wealth founders to leave LPL Financial 14 months after acquisition

Duo reflects on ‘incredible journey’ in heartfelt message to team, clients

By Steve Randall
How young advisors are navigating today's market turbulence
EQUITIES APR 10, 2025
How young advisors are navigating today's market turbulence

From conservative investing to tax-savvy client strategies, advisors under 40 take lessons from the 2008 crisis while navigating today's volatility.

By Andrew Cohen
Trump SEC pick Atkins gets senate confirmation
REGULATION, LEGAL & COMPLIANCE APR 10, 2025
Trump SEC pick Atkins gets senate confirmation

New SEC chairman vows "appropriately tailored" regulatory approach amid agency overhaul and market volatility.

By Leo Almazora
After 'liberation day' blockbuster, Trump's sequel is a box office hit
EQUITIES APR 10, 2025
After 'liberation day' blockbuster, Trump's sequel is a box office hit

Investors give it five stars, but Chinese audiences are not impressed

By Steve Randall
Stifel seals deal for B.Riley advisors, adding $4B in AUM
INDEPENDENT BROKER DEALERS APR 09, 2025
Stifel seals deal for B.Riley advisors, adding $4B in AUM

The broker-dealer giant is folding in dozens of W2 employee advisors as Bryant Riley continues to steer his besieged firm through financial difficulties.

By Leo Almazora
What non-compete and non-solicit lawsuits mean for RIAs
PRACTICE MANAGEMENT APR 09, 2025
What non-compete and non-solicit lawsuits mean for RIAs

Restrictive covenants and acrimonious litigation between firms and their former advisors undermines trust in the industry, argues CEO.

By Leo Almazora
Americans split on Trump's trade tactics as growing majority brace for impact
RIA NEWS APR 09, 2025
Americans split on Trump's trade tactics as growing majority brace for impact

New poll shows nearly three-quarters are anticipating higher prices, with nearly as many expecting a sharp short-term recession.

By Leo Almazora
5-year record surge for US stocks as Trump presses pause on some tariffs
EQUITIES APR 09, 2025
5-year record surge for US stocks as Trump presses pause on some tariffs

Long-awaited "Trump put" offers markets relief as S&P 500, Nasdaq, and Dow Jones indexes soar.

By Bloomberg
Envestnet unveils portfolio partnerships with BlackRock, State Street
FINTECH APR 09, 2025
Envestnet unveils portfolio partnerships with BlackRock, State Street

The latest platform integrations aim to streamline direct indexing and custom model delivery for the wealth tech giant's RIA users.

By Leo Almazora
Raymond James announces leadership shakeup to boost advisor support
INDEPENDENT BROKER DEALERS APR 09, 2025
Raymond James announces leadership shakeup to boost advisor support

The latest appointments feature a strategic succession in its asset management division and one promotion to a newly created practice management role.

By Leo Almazora
LPL, NorthRock partners announce advisor additions
INDEPENDENT BROKER DEALERS APR 09, 2025
LPL, NorthRock partners announce advisor additions

LPL is expanding its footprint in Idaho as one of its veteran advisor affiliates starts afresh in Illinois.

By Leo Almazora
Recession 'likely outcome' of tariff turbulence, Dimon says
EQUITIES APR 09, 2025
Recession 'likely outcome' of tariff turbulence, Dimon says

The crisis-hardened CEO of JPMorgan is urging the administration to mollify markets by showing progress on trade deals.

By Bloomberg
Markets remain in turmoil as tariffs kick in following global wipe out
RIA NEWS APR 09, 2025
Markets remain in turmoil as tariffs kick in following global wipe out

Wednesday is set to bring more volatility and there may be more tariffs to come

By Steve Randall
What percentage of Americans think the income tax they pay is fair?
RIA NEWS APR 08, 2025
What percentage of Americans think the income tax they pay is fair?

Spoiler alert: It’s the lowest share in 25 years, new report reveals

By Steve Randall
Can you 'buy the dip' in RIA M&A?
RIA NEWS APR 08, 2025
Can you 'buy the dip' in RIA M&A?

Lido Advisors' Ken Stern shares his 'opportunistic' M&A mindset on potential dropping RIA valuations amid Trump's tariff-triggered volatility.

By Andrew Cohen
Modern Wealth, Aspen Standard announce acquisitions
RIA NEWS APR 08, 2025
Modern Wealth, Aspen Standard announce acquisitions

Deals add seven-figure AUMs to the acquiring firms

By Steve Randall
Markets whiplash after fake tariff post goes viral, exposing cracks in modern finance
EQUITIES APR 08, 2025
Markets whiplash after fake tariff post goes viral, exposing cracks in modern finance

In today's world, every headline is false until proven true, says CEO of XML Financial Group.

By Chris Davis