The pandemic has reminded us that too many Americans are being left behind economically, and the stats for financial education demonstrate that is happening in the classroom too.
The big news, announcements and underlying trends emerging in the world of technology solutions for financial advisers!
Even for the earliest proponents of sustainability, the sudden spike in ESG investing popularity is surprising, but satisfying.
Low Group, a four-person team, is based in Bloomfield Hills, Michigan.
The wirehouse reported new records for net new assets of $105 billion, up 43% from the end of December and an increase of 183% from the same period a year earlier. 'My target is $10 trillion of money under management,' said CEO James Gorman. 'I've told the team internally, they hate that.'
Martin Silver of International Investment Group in Long Branch, N.J., will pay penalties to be determined.
The latest challenge to advisory fee models based on client assets is carving out a niche between robos and traditional financial planning.
The co-founder of the quant giant is in fighting spirits after the strategy of buying cheap equities notched its best quarterly outperformance in 20 years.
Meanwhile, Massachusetts amended its December complaint against the online brokerage seeking to revoke its registration in the state.
After adapting on the fly last year, financial advisers are embracing virtual internships as a more efficient way to train and recruit talent.
The three-adviser Marshall & Whatley Investment Group is based in Harrisonburg, Virginia.
Last year, there was a 27% uptick in the number of cases advisers working with the Foundation for Financial Planning reported.
Peter Vacheron and the team at IBG Financial Partners in Foxborough, Massachusetts, will join Hub’s retirement unit.
While assets increased, adviser head count at the thundering herd dipped. The company is looking to expand in key markets like San Francisco, Florida and another half-dozen locales.
Advisers can utilize cutting-edge financial planning tools to help ease clients' concerns by showing them how they can save to cover medical expenses during retirement.
Retail investors on the Marcus platform should not expect any crypto offerings alongside basic banking services, said CEO David Solomon during the bank’s first quarter earnings call.
Mill Road Capital is applying a 'progressive private equity' strategy in its latest fund.
The decline is expected to continue over the next six months as the bank closes its international wealth management business. The embattled bank recently revised how it tallies its adviser head count total and this year began including about 800 to 900 private bankers and portfolio managers.
Kip Adams and his team in Fort Worth, Texas, serve as the retirement and private wealth leaders for Gus Bates Insurance & Investments.
Lisa Quadrini moves to Brandywine Oak Private Wealth in suburban Philadelphia.
