The IBD has also added a new advisor from Morgan Stanley in Utah, while LPL welcomes an $850 million team from Cetera.
Appointment signals the hybrid RIA's commitment to data-driven decision-making across its five-channel ecosystem.
The LA-based RIA firm is poised to build on its growth momentum as the global alternative investment firm joins other backers.
Stan Gregor's acquisitive RIA firm expanded its reach in the South as a veteran advisor duo parted ways with Raymond James.
Integrated Partners President Andree Mohr highlights due diligence around data, CRM integration, and advisor training as key steps in firms' adoption journey.
Angeles Wealth Management bolsters its female leadership with a new partner in New York, while Maine-based Great Diamond Partners adds a senior financial advisor and a portfolio manager.
Meanwhile, former Bison Wealth-affiliated firm QTR is spreading its wings as a fully independent RIA in Florida.
Schwab's new Advisor ProDirect subscription program will serve as a launch pad for advisors looking to go independent, particularly those managing $50 million to $300 million in assets.
The country accounts for 37% of the world’s millionaire population.
Most have yet to speak to their advisor about the implications and best strategies.
Survey research shows how caregiving can take a years-long toll on finances, career, and emotions.
The New York-based advisor, formerly affiliated with Securities America, has also been suspended for failing to disclose his status as a beneficiary.
The Alpharetta-based advisor ensemble enters a new chapter in its partnership with the Kestra Financial subsidiary.
The newest transitioners bolster LPL and Wells Fargo's talent pool in Texas and North Carolina, respectively.
Study highlights the importance of employers offering workplace benefits.
Fixed annuity options are of growing interest among employees.
Two-thirds of direct indexing users expect to ramp up adoption, particularly in the high-net-worth space, though many still face operational barriers.
Plan would seed accounts with $1,000 for children born between 2025 and 2028, with potential for tax-free investment growth.
The incoming executive, whose career includes a stint at Wells Fargo Advisors, comes with significant experience in staging corporate turnarounds.
The agency's new chairman Paul Atkins says "common-sense" review of 23-year-old restrictions could unlock the $31 trillion industry to more investors.
