Such a move can be the rocket fuel to grow a meaningful practice with long-term growth potential and a recession-proof business model.
The partnership with Valeas Capital Partners follows a 2020 partnership with Kudu Investment Management. Sequoia remains majority employee-owned.
The free, anonymous assessment takes about 20 minutes to complete, and Envestnet is building a comprehensive database from the findings.
Chris Albright’s Astra Wealth Advisors makes the move in Clarks Green, Pennsylvania.
The appeal of the old-school fund wrapper is taking a big hit as investors and advisers move to the sidelines.
The three-adviser, five-person team, Narragansett Bay Group, makes the switch in Providence, Rhode Island.
The promise of cold, hard cash tends to speed up time but how does that work in a bear market?
The four advisers, who make the switch in Fargo, North Dakota, provide high-net-worth families and businesses with wealth planning strategies.
Ash Chopra launches Syon Capital and most of the 10 professionals joining him in the move were team members at Merrill.
The women-led Lakeview Wealth Management, which is based in Deer Park, Illinois, offers retirement and financial planning services.
Howard Woo, Luke Schell make the wirehouse switch in Irvine, California, and operate as Sequoia Partners.
Client-level investment management is gradually going the way of white tennis balls as asset management becomes increasingly commoditized.
The eight-adviser group, which operates as The Wise Investor Group of Raymond James in Reston, Virginia, joins the firm's employee channel.
The managing partners of The Albany Group, which is based in Decatur, Alabama, use LPL's services for breakaway brokers.
The network added 186 new registered investment advisers to its ranks in 2021, bringing its total membership for more than 1,200 firms.
While there are techniques galore for recruiting new clients, it all comes down to hustle and hard work.
Cate Grinney forms all-female indie firm in Fairbault, Minnesota, and affiliates with the independent channel of Ameriprise.
Trio of advisers launch Beverly Hills Private Wealth as an independent registered investment adviser and selects Goldman as custodian.
Hitting the sweet spot between taking advantage of new marketing opportunities and staying in compliance with the SEC marketing rule will be a big challenge for advisers.
Two soloists and a team make the switch in Northern California.
