A report from DeVoe & Co. shows dramatic drop-off in fourth-quarter deals, but the biggest buyers say they are as busy as ever.
Jay Tini joins Ritholtz from Vanguard, where he was divisional sales manager, for his first job at an RIA.
Jim Martin left $4 billion worth of client assets behind when he formed Nordwand Capital, but he says it was all part of the plan.
The deal expands Choreo’s footprint in the Southeast; the firm said it’s also entering a strategic relationship with an affiliated firm, Cherry Bekaert Advisory.
Hedge fund Impactive Capital is threatening a proxy fight in an effort to secure a seat on Envestnet's board.
Changing regulations are combining with technology to potentially push $10 trillion into alt strategies by 2030.
The ‘Heart of Financial Planning’ award to go to Shawn Jacobson, Mark Prendergast, Celeste Revelli.
According to several news websites, Jennifer Campbell had worked at Pratt Collard Buck Advisory Group, a firm in Buffalo, New York, that closed at the end of last year.
The Toronto-based firm said it will use the proceeds of the planned IPO of its US wealth management unit to improve its balance sheet.
Scott LoPresti and Dean DiPierro, based in Croton-on-Hudson, New York, previously were affiliated with LPL Financial.
Last year, the firm acquired Viridian Advisors, which specializes in comprehensive financial planning and tax planning.
The goal is for independent registered investment advisers to explain to clients simply and transparently what they're paying for services provided.
WealthPartners, which oversees assets of $500 million, primarily focuses on high-net-worth individuals and families.
Turnkey asset management platforms can help advisers grow their practices, panelists say.
High inflation, poor market returns, rising interest rates and their anticipated impact on the economy may have advisers staying put.
The Veteran Financial Advisors Network supports vets in developing their businesses and careers.
Greed alone doesn’t explain the appalling acts some advisers commit against their clients.
The firm has announced 24 registered investment adviser transactions so far this year and is likely to announce more deals before year-end, the CEO said.
The group at Sovereign Wealth Strategies Group manages $200 million in Colorado Springs, Colorado.
NightShares bets on the serene sophistication of markets that are closed to beat the indexes by sitting out the action during the day.
